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30 May 2017, 12:10 pm
Cook recognized that 2017 marks FINRA’s ten-year anniversary since its “successful” but “complicated” merger of the National Association of Securities Dealers (NASD) and the regulatory arm of the New York Stock Exchange (NYSE). [read post]
11 Apr 2012, 6:27 am
” If the Dot Bomb Bubble is any indicator, I’m inclined to agree with the New York Times that the first place that reduced oversight would be abused is Silicon Valley. [read post]
24 Sep 2010, 7:00 am
There is also a corresponding criminal case in the Southern District of New York. [read post]
31 May 2016, 3:34 am
Among others, the findings of the 60 venture-backed companies include: – All but two are incorporated in Delaware – 35% listed on the Nasdaq Global Select Market, 35% on the Nasdaq Global Market, 23% on the New York Stock Exchange, and 7% on the Nasdaq Capital Market – Average time from incorporation to IPO was nearly nine years – Average time from initial registration statement submission to the SEC to pricing the IPO was nearly five… [read post]
28 Jun 2021, 7:44 am
Courts of Appeals, and the highest appeals courts in Delaware, New York, and Texas. [read post]
17 May 2010, 2:01 pm
The shareholder uprising is the most significant "vote no" campaign so far this proxy season, and it may provide another illustration of the impact of the New York Stock Exchange rule change to bar broker voting in uncontested board elections. [read post]
25 Aug 2009, 12:29 pm
The Altman Group, a proxy solicitation firm, said it would be a "serious mistake" for the SEC to adopt a marketwide access rule soon after approving the New York Stock Exchange's ban on broker votes in uncontested board elections. [read post]
14 Jun 2012, 5:25 am
The CGI Group is a Canadian company that lists its stock on the New York Stock Exchange (NYSE: GIB). [read post]
23 Mar 2018, 6:06 am
FINRA came about on July 30th, 2007 from the consolidation of the NASD (National Association of Regulatory Authority) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange (NYSE). [read post]
14 Mar 2023, 12:22 pm
Background Signature Bank was a commercial bank based in New York. [read post]
22 Jan 2021, 11:27 am
”) The effects of the administration’s decision-making process were on display in the New York Stock Exchange’s (NYSE’s) attempt to comply with Treasury guidance. [read post]
21 Oct 2010, 10:30 am
The New York Times ran a story this week about the Obama tax cuts--the point? [read post]
19 Jan 2009, 2:24 pm
The two often shared floatplane rides that would transport them from their Long Island homes to Manhattan offices, recalled Frank Christensen, a retired New York Stock Exchange trader who also took the plane. [read post]
18 Feb 2022, 7:37 am
The layoffs occur as DiDi prepares to delist itself from the New York Stock Exchange (NYSE) and relist in Hong Kong. [read post]
12 Jan 2022, 5:42 am
Though we are only in the opening days of 2022, the filing of SPAC-related securities suits in the New Year has already begun. [read post]
7 May 2021, 4:00 am
Combined with the compressed timeline for making new maps, the litigation promises to make redistricting a more chaotic and unpredictable affair in 2021 and 2022. [read post]
10 Mar 2014, 7:35 am
In an interview with the New York Tribune shortly thereafter, he asserted “I have always been fully persuaded that, through co-operation, labor could become its own employer. [read post]
8 Jan 2012, 12:56 pm
., 45 years old, is a private investor from New York's Long Island who filed petitions at five companies late last year under the new SEC rule. [read post]
19 Apr 2010, 6:33 am
He was taped at CNBC's setup on the floor of the New York Stock Exchange. [read post]
27 Mar 2007, 8:06 am
Its president and co-founder, David Einhorn, sits on the board of New Century. [read post]
