Search for: "Security First Managers, LLC."
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21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
20 Dec 2013, 5:39 am
TripAdvisor, LLC, the DMLP urged the Sixth Circuit to affirm a district court's finding that a "dirtiest hotels" list published by consumer review website TripAdvisor was protected opinion under the First Amendment and Tennessee defamation law. [read post]
7 Apr 2014, 5:30 pm
Mahler of Farrell Fritz in his New York Business Divorce Blog EEOC Meeting: Social Media Discovery Chills The Exercising of Rights – New Jersey lawyer Jason Gavejian of Jackson Lewis on the firm’s blog, Workplace Privacy, Data Management & Security Report Monday Morning Regulatory Review – 4/7/14: COOL First Amendment; Rearview Cameras; Electric Utility Safety Standards; & OMB Reviews – Washington, DC lawyer Lee Beck on his blog, the… [read post]
25 Nov 2019, 3:52 am
A classic example of a first-party dispute would be an LLC derivative suit brought by one member on behalf of the LLC against another member, the latter of whom then seeks advancement of her defense costs under the operating agreement. [read post]
3 Apr 2012, 2:37 pm
“Luckily for me, I just happened to have it first. [read post]
10 Mar 2023, 3:13 am
Source: HaystackID The post [Educational Webcast] Best Practices for Selecting, Staffing, and Supporting Complex and High-Velocity Legal Document Reviews appeared first on ComplexDiscovery. [read post]
13 Dec 2023, 1:39 pm
Here’s how you can take the first step toward securing your corporation’s interests: Call Us: Reach out to Lubin Austermuehle today at 630-333-0333. [read post]
9 Nov 2023, 9:01 pm
I was first introduced to Scott by one of my fellow counsels – Dan Gallagher, who would later serve as an SEC Commissioner from 2011 to 2015. [read post]
29 Sep 2017, 8:20 am
The agency had alleged that Tilton and her firm Patriarch Partners, LLC ran afoul of the Investment Advisers Act’s antifraud provisions as a result of disclosure issues and accounting irregularities regarding collateralized loan obligations (CLOs). [read post]
30 Mar 2011, 7:00 am
The credit risk associated with a second-tier security, which would continue to be limited to three percent of total fund assets, would differ from that associated with first-tier securities only to a small degree. [read post]
8 Aug 2022, 2:00 am
Therefore, we need our managers to be coaches. [read post]
22 Feb 2022, 7:00 am
Recall that in IA-5248, the SEC’s 2019 interpretive release that addressed the standard of conduct for investment advisers, the Commission withdrew the 2007 No-Action Letter previously issued in Heitman Capital Management, LLC (Feb. 12, 2007) (“Heitman Letter”). [read post]
21 Aug 2018, 5:53 pm
The workshop was not the first or last time their proposals were aired. [read post]
9 May 2011, 4:00 am
After a falling out with the majority manager, Shah resigned his position as manager and exercised his put rights under a complex formula-based buy-sell agreement. [read post]
1 Jan 2020, 8:11 am
Year M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 24-Dec-19CarboniteOpenText$1.45 Billion 20-Dec-19KLDiscovery (Merger)Pivotal Acquisition Corporation (Merger) 25-Nov-19ObserveITProofpoint$225,000,000 20-Nov-19Active Navigation (Investee)Series A Funding (Mobeus)$11,000,000 1-Nov-19Nexem Legal (Data Management and Managed Review… [read post]
3 Jul 2013, 2:55 pm
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
29 Aug 2017, 7:30 am
Halifax Ctr., LLC v. [read post]
13 Aug 2024, 10:19 pm
., a New York-based wealth management company that supports about 2,400 advisors and 150 banks and credit unions, managing around $100 billion in assets. [read post]
11 Jan 2022, 7:10 am
Month - Through 2021 M&A+I Events (Running Listing: November 2001 – Today) Index: eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 16-December-21GoldMindEmpire Technologies Risk Management Group 16-December-21ContinuityMitratech 14-December-21LegilityConsilioNote: Reported in Moody's Investor Service Announcement on November 12, 2021. [read post]
15 Jul 2021, 2:54 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
