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16 Jan 2017, 2:32 pm
That is changing and as evidenced by the recent imprisonments of individual traders in the LIBOR scandal and Societe General, there is a growing emphasis on holding directors/officers and senior managers accountable for wrongdoing and no longer can they hide behind the corporation as a whole. [read post]
15 Jan 2017, 9:30 pm
“In a Summary Way, with Expedition and at a Small Expence”: Justices of the Peace and Small Debt Litigation in Late Colonial New York, by Sung Yup Kim a visiting assistant professor of history at Pacific Lutheran University,is available on-line now and in print late in the American Journal of Legal History (2017):This essay examines the role of justices of the peace in upholding local credit networks among small farmers, tenants, artisans, and small traders in late… [read post]
14 Jan 2017, 5:06 am
Local papers perform a vital public watchdog role for communities by, for example, monitoring the use of local authority power as well as reporting on rogue traders. [read post]
13 Jan 2017, 8:07 am
The SEC also is seeking an asset freeze that prevents the traders from cashing in on their illicit gains. [read post]
10 Jan 2017, 7:27 am
Olivas, The Chronicles, My Grand father’s Stories, and Immigration Law: The Slave Traders Chronicle as Racial History 15 Michael Olivas and the Ownership of Mexican American Legal Scholarship 27 Christopher David Ruiz Cameron Excerpts from Michael Olivas, The Arc of Triumph and the Agony of Defeat: Mexican Americans and the Law 32 La gran lucha: Michael A. [read post]
8 Jan 2017, 1:35 am
In modern times, when reliance on one’s location as a badge of commercial identity is no longer practical, traders seek various ways to still exploit this valuable commercial information. [read post]
6 Jan 2017, 3:02 am
Last week, the SEC announced an enforcement action that is based on two big NYC firms being hacked by some Chinese traders who used the stolen […] [read post]
4 Jan 2017, 3:55 pm
www.colefrieman.com January 4, 2016 Clients, Friends, Associates:While the holiday season is a cause for celebration and reflection, it is also the busiest time of the year for most investment managers. [read post]
4 Jan 2017, 3:49 am
Last week, the SEC announced an enforcement action that is based on two big NYC firms being hacked by some Chinese traders who used the stolen information for insider trading. [read post]
4 Jan 2017, 1:02 am
-based trader who used spread bets [1] to engage in insider trading in violation of the U.S. securities laws. [read post]
3 Jan 2017, 10:09 am
In 2014, a jury found the former trader, Jesse Litvak, guilty of fraud for misleading customers about the price he paid for residential mortgage-backed bonds. [read post]
28 Dec 2016, 6:04 am
In almost all cases, the trader must prove consent (rather than the trade mark owner being required to prove the absence of consent). [read post]
28 Dec 2016, 3:26 am
Today’s traders can execute thousands of trades ina second on their iPhones. [read post]
27 Dec 2016, 4:54 pm
The troops in India may have preferred darker, sweeter porter, but the wealthier traders hankered after more refinement. [read post]
27 Dec 2016, 5:00 am
Here, the CFTC said DRW had specific intent to set prices and that the agency’s theory of the case would not hinder other traders’ activities done “for the purpose of trading. [read post]
25 Dec 2016, 4:17 pm
Carroll, of Port Washington, New York, who served as Barclays’ head trader for subprime loan acquisitions. [read post]
20 Dec 2016, 1:53 pm
Meanwhile, Canadian investors and traders say the expectations for the industry are extremely high. [read post]
19 Dec 2016, 6:04 am
As Jeremy succinctly noted in his post "the chilling effect of a threat to sue, particularly where the defendant is a retailer, distributor or other business that does not make the (non)-infringing goods, can destroy the trade of perfectly innocent traders who are not even party to the threats and who may have no idea that they have been made. [read post]
19 Dec 2016, 5:00 am
By Joanne Cursinella, J.D.Senators Dianne Feinstein (D-Calif), Sherrod Brown (D-Ohio), and Maria Cantwell (D-Wash) in a joint letter to CFTC Chairman Timothy Massad criticized the Commodity Futures Trading Commission for inaction on its rule to curb the number of futures contracts a trader can hold on certain commodities, including oil, natural gas, and gold. [read post]
18 Dec 2016, 2:54 pm
Penalty Frequency Weigh and deliver weight of silver 19 Death 4 Defining state of slavery 2 Return of same or similar (measure and deliver volume of grain for injury involving grain) 2 Variable damages 2 Misc. 2 Unknown or no compensation 6 Frequency of penalties in the “Code” of Ur-Namma [1] An Indo-European example: the Old Hittite laws Penalty Frequency Weight of silver 71 … [read post]
