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28 Aug 2022, 8:24 am by Dan Harris
It’s not crazy to think that someday it might, if the Spanish language headlines about Chinese investment in LatAm are to be believed. [read post]
27 Aug 2022, 9:19 am
Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)San Bernardino County Man Sentenced to 14 Years in Federal Prison for Multimillion-Dollar Investment Fraud and Cheating on His Taxes (DOJ Release)SEC Charges Florida Man for His Role in $196 Million Ponzi Scheme (DOJ Release)Arizona and California Men Sentenced for $20 Million… [read post]
27 Aug 2022, 9:19 am
Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)Arizona and California Men Sentenced for $20 Million Investment Fraud (DOJ Release)'Modern-day Bonnie and Clyde' admit to fraud charges related to pilfered mail, stolen funds / Defendant faces up to 30 years in prison (DOJ Release)Georgia Man Sentenced to Over 7 1/2 Years in Prison for… [read post]
26 Aug 2022, 10:56 am by Klein Moynihan Turco
But if you can take the token and use it for investments in securities, then that token has a different use case,” she said. [read post]
26 Aug 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, August 26, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 19-25, 2022. 2021: The Year of CFO Turnover and Strides in Gender Diversity Posted by Jenna Fisher, Jim Lawson, and Rose Mistri-Somers, Russell Reynolds Associates, on Friday, August 19, 2022 Tags: CFOs, Diversity, ESG, Executive… [read post]
26 Aug 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, August 26, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 19-25, 2022. 2021: The Year of CFO Turnover and Strides in Gender Diversity Posted by Jenna Fisher, Jim Lawson, and Rose Mistri-Somers, Russell Reynolds Associates, on Friday, August 19, 2022 Tags: CFOs, Diversity, ESG, Executive… [read post]
26 Aug 2022, 6:05 am by Virginia Canter
MBS justified the fund’s decision to ultimately invest, arguing that an investment in Kushner’s firm would help the Saudis capitalize on their “deep understanding of different government policies and geopolitical systems. [read post]
26 Aug 2022, 4:00 am by Jim Sedor
New Claims Against Ex-Miami Congressman Hired by Venezuela Yahoo News – Joshua Goodman (Associated Press) | Published: 8/20/2022 Former U.S. [read post]
25 Aug 2022, 5:10 pm by Ram Eachambadi | JURIST Staff
The regulation codifies Governor Gavin Newsom’s light-duty vehicle goals set forth in Executive Order N-79-20 and requires automobile manufacturers to deliver an increasing number of ZEVs and plug-in hybrid vehicles (PHEVs) each year beginning in 2026. [read post]
25 Aug 2022, 8:41 am by The White Law Group
      When brokers abuse client accounts or conduct transactions that violate securities laws, such as making unauthorized trades or making unsuitable investments, the brokerage firm they are working with may be liable for investment losses. [read post]
25 Aug 2022, 7:33 am by Kyle Hulehan
Key Findings Property taxes are the primary source of tax collections at the local level, responsible for 72.2 percent of local tax revenue in fiscal year 2020 (the most recent year for which data are available). [read post]
25 Aug 2022, 4:57 am by Zak Gowen
On this point, the Court of Appeal chose a test different from the one applied at first instance, applying the test from the Supreme Court decision in the case of Test Claimants in the Franked Investment Group Litigation v. [read post]
24 Aug 2022, 9:05 pm by W. Robert Thomas
That is, of course, why corporations invest so heavily in their own marketing departments. [read post]
24 Aug 2022, 5:01 am by Jim Dempsey
The Securities and Exchange Commission (SEC) conducts regular examinations of broker-dealers and investment firms and has made “identification and assessment of cybersecurity risks” one focus of those exams since at least its 2014 Risk Alert. [read post]
23 Aug 2022, 11:31 am by Kyle Hulehan
Federal taxes consume nearly 20 percent of U.S. gross domestic product (GDP). [read post]
23 Aug 2022, 10:32 am by Kevin Kaufman
Excluding all other costs, deducting the $105 inventory against the $125 sale leads to taxable income of $20. [read post]