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15 Nov 2017, 9:54 am by Phyllis H. Marcus
This past week, several consumer actions made headlines that affect the retail industry. [read post]
24 Nov 2014, 3:03 pm by Law Lady
FEDERAL DEPOSIT INSURANCE CORPORATION, as receiver for Peoples First Community Bank Panama City, Florida, a.k.a. [read post]
13 May 2021, 2:24 pm by Kevin LaCroix
Class action tolling was critically important for investors for many reasons, including because most securities class actions do not reach a court decision on class certification until after the repose period has expired (or substantially expired), and the class action tolling doctrine serves one of the class action device’s raisons d’être—concentrating like claims in a single representative proceeding and avoiding splintered litigation and… [read post]
7 Apr 2015, 2:13 pm
Rule 21F-17 provides in part, as follows: “(a) No person may take any action to impede an individual from communicating directly with the Commission staff about a possible securities law violation, including enforcing, or threatening to enforce, a confidentiality agreement…with respect to such communications. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
Addressing Misconduct that Prevents Effective Oversight of the Securities Industry The SEC brought a series of actions targeting misconduct that undermined its ability to effectively regulate the securities industry, including charging regulated entities with violating their recordkeeping requirements (such as the Off-channel Communications Initiative discussed above) and their reporting obligations to regulators. [read post]
21 Jul 2021, 12:44 pm by Jon L. Gelman
While no amount of money nor any action can ever make up for the hundreds of thousands of lives lost or the millions more addicted to opioids, we can take every action possible to avoid any future devastation. [read post]
28 Sep 2020, 6:26 am by Deb Givens
  A group of Apple Inc’s critics – including Spotify Technology SA, Match Group Inc and “Fortnite” creator Epic Games – have joined a nonprofit group that plans to advocate for legal and regulatory action to challenge the iPhone maker’s App Store practices. [read post]
14 Apr 2010, 12:52 pm
Trade Regulation TidbitsThis posting was written by Darius Sturmer, Editor of CCH Trade Regulation Reporter.Notes on recent state enforcement actions:? [read post]