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20 Mar 2012, 11:54 am
The problem was that he sold the property without authority from the board of directors. [read post]
1 Feb 2012, 4:30 pm
According to the Vickers Commission, effective ring-fencing also requires measures for independent governance to enforce the arm’s length relationship, with the board of the ring-fenced retail subsidiary having a majority of independent directors. [read post]
30 Apr 2012, 12:06 am
One of CIRA's requirements is to ensure "an appropriate balance of representation, accountability and diversity on the board of directors for all categories of stakeholders. [read post]
26 Mar 2009, 4:43 pm
The declaration stated that Buffett was not and had never been the Honorary Chairman of the Board of Directors of IRH and that Buffett had not ever had any personal or business relationship with the firm. [read post]
8 Mar 2019, 9:59 am
Some of the proposed changes to the Safeguards Rule include: Encryption of all consumer data, Implementing access controls to prevent unauthorized users from accessing consumer information; Implementing multifactor authentication to access consumer data, and Requiring periodic reports submitted to the boards of directors to ensure compliance. [read post]
22 Aug 2012, 1:30 pm
"He's going to be a hard person to replace," says Kaplinsky, an attorney for Ballard Spahr who knows Chanin from his current job and his previous work overseeing financial protection regulations as a deputy director of the Federal Reserve Board. [read post]
5 Jun 2011, 3:49 am
But it's above board, and the directors who supervise this shabby little racket get paid millions, and it's all perfectly legal. [read post]
3 Oct 2011, 6:00 am
He also dealt in real estate and operated a number of business ventures, including a machine shop and served as the Chair of the Board of Directors of the Delaware Bank. [read post]
5 Feb 2009, 2:13 am
" The companies' boards of directors must adopt policies on these matters and place them on their webpages.Oh, and these requirements do not apply retroactively to current TARP participants.Update: LA Times article reports that corporate watchdogs say policy is pretty weak. [read post]
19 Oct 2017, 3:05 pm
Keahey, a director of Homeland Bank, said more than 10 people left the bank Tuesday with sickness. [read post]
27 Oct 2008, 3:11 pm
The law also mandates separation of the chairman and CEO positions, annual board elections, and the right of 5 percent shareholders owning stock for two years or more to nominate corporate directors, as well as another half-dozen or so measures to empower investors. [read post]
13 Dec 2021, 8:55 pm
This aligns with supervisory guidance issued by US authorities and supported by the Financial Stability Board and the International Organization of Securities Commissions. [read post]
20 Jun 2013, 8:24 am
Across the pond, the highest court in Britain found the use of a secret court to impose sanctions against an Iranian bank to be invalid, and a misuse of the U.K. [read post]
25 Apr 2010, 4:12 pm
It didn't prevent the failure of Northen Rock or Royal Bank of Scotland. [read post]
15 Apr 2010, 7:03 am
There is no suggestion that trading in other companies where he is a director is under scrutiny. [read post]
21 Dec 2023, 6:01 am
The CTA considers members of the board of directors or board of managers and the Chief Executive Officer, President, Chief Operating Officer, Chief Financial Officer and General Counsel as parties that qualify for mandatory disclosure under standard (a) above. [read post]
22 Jan 2009, 8:01 am
But that was before the situation last year with Harbinger Capital that eventually led to Harbinger adding two directors to the Times’ board. [read post]
12 Jan 2016, 7:43 am
Some of sessions include: Class Actions: Data Privacy & Security Breach Case Law Trends in Key Jurisdictions and Circuit Court Rulings; New Class Certification Issues; Novel Standing, Causation, Damages, Injury and Actual Harm Nuances; and How the Neiman Marcus and Spokeo Decisions Have and Will Continue to Change the Landscape Federal and State AG Enforcement for Invasion of Privacy, Data Breaches, and Failure to Comply with Notification Statutes: FTC Authority & Litigation, Wyndham Case… [read post]
28 Feb 2010, 6:29 am
“It is true that shareholders sometimes encourage companies, including investment banks, to ramp up short-term returns through leverage. [read post]
18 Mar 2019, 10:02 am
It provides that during FY 2109, when the CFPB Director requests a funds transfer from the Fed, the CFPB “shall notify the Committees on Appropriations of the House of Representatives and the Senate, the Committee on Financial Services of the House of Representatives, and the Committee on Banking, Housing, and Urban Affairs of the Senate of such request. [read post]
