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14 Nov 2011, 9:06 am by Mandelman
That one thing is known as the “the Pecora Moment,” and it refers to attorney Ferdinand Pecora who, in his role as chief counsel for the United States Senate Committee on Banking and Currency, cross-examined the most famous men in finance as part of the committee’s inquiry into the causes of the crash of 1929. [read post]
4 Jun 2024, 9:19 am by Simon Lovegrove (UK)
Discusses the implications of the adoption of the Capital Requirements Regulation 3 and the Capital Requirements Directive 6 concerning the introduction of the fundamental review of the trading book and how this would be applicable to investment firms. [read post]
7 Jul 2008, 5:05 pm
Agencies that want to formalize their cooperation with one another don't conclude treaties, and they don't pass regs. [read post]
4 Apr 2023, 9:05 pm by renholding
They therefore have been forced to borrow through financial intermediaries such as banks. [read post]
16 Apr 2011, 9:13 am by Wahab & Medenica LLC
Factors to Consider When Targeting Investors Determining what type of investors to approach is one of the first critical steps in developing a plan to raise capital. [read post]
27 Jun 2012, 11:04 am by Michael Froomkin
Notably absent from the list above are any banks, and any electrical or air conditioning maintenance/repair companies. [read post]
1 Dec 2020, 1:26 pm by Nate Nead
The largest megadeal in Q2 was $1.2 billion: TPG Capital – LifeStance Health, Inc. acquisition. [read post]
1 Dec 2020, 1:26 pm by Nate Nead
The largest megadeal in Q2 was $1.2 billion: TPG Capital – LifeStance Health, Inc. acquisition. [read post]
18 Oct 2008, 12:34 am
While this lending support might have helped prevent a worse crisis, it did not solve the current one. [read post]
11 Feb 2008, 4:30 am
" The report takes a cautious approach to the idea of more regulation, suggesting that while some may be necessary, authorities "need to be careful that their efforts to correct one market distortion do not create a new one. [read post]
8 Nov 2010, 7:40 pm by Kevin Funnell
Community banks of all sizes are going to need as much help as they can get from technological solutions, because most of them won’t have the financial resources to staff the “human capital” that larger banks have access to. [read post]
12 Jun 2012, 9:42 am by McNabb Associates, P.C.
Williams admitted to orchestrating a complex scheme that involved illegally raising more capital for Orion and selling off bad loans to a borrower to make the failing bank appear in better financial shape than it was to its regulators. [read post]
14 Oct 2011, 4:56 pm by James Hamilton
The CFTC mandates that RFQs be sent to five market participants and the SEC mandates they be sent to one. [read post]
12 Dec 2008, 6:32 pm
Requiring that the proceeds be held in a segregated bank account is certainly a more prudent approach for an investor. [read post]
10 Nov 2006, 9:06 am
We are pleased to see that the issues we write about in our blog are critical, timely and central to business and capital markets. [read post]
4 Aug 2016, 7:36 am by Adam Levitin
 The difference matters because there are different capital charges for loans and bonds. [read post]
15 Aug 2010, 2:47 pm by Richard Posner
One spur to recovery from a depression is the need to rebuild inventories and replace durable goods that have worn out. [read post]
6 Sep 2009, 11:02 am
The WSJ says: The biggest surprise [of the conference] was the declaration by the officials that more needed to be done to boost bankscapital cushions “once recovery is assured. [read post]