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1 Nov 2018, 8:22 pm
  He reports that CEIBA Investments, a Guernsey Company, was said to have raised a modest sum, about $39 million, on the first day of trading on the London Stock Exchange (Cuba fund first to be listed on London exchange). [read post]
19 Apr 2022, 4:14 pm
In addition, Twitter’s July 2019 statements fell within the Exchange Act’s safe harbor provision for forward-looking statements. [read post]
Recital 21 of EMIR Refit states that it is appropriate to restrict the mandatory exchange of variation margins on physically settled foreign exchange forwards and physically settled foreign exchange swaps to transactions between the most systemic counterparties. [read post]
12 Aug 2019, 4:22 am by Dáire McCormack-George
By facilitating the increasing comparability of educational qualifications obtained across the Union, the EQF contributes to the creation of more uniform education standards in the EU. [read post]
27 Apr 2017, 10:33 am by Jenny Gesley
Notes were to be exchanged for valid tender in accordance with a detailed procedure before January 22, 1946. [read post]
17 Aug 2014, 4:54 pm by Ohio Employment Law Letter
They exchanged e-mails in which they referred to her as “a ‘prima donna’ and not a team player” and as “one hellava bitch. [read post]
13 Mar 2017, 8:48 am by Eugene Volokh
Ninth Circuit: If the Supreme Court can call a health-care exchange established by the federal government “an exchange established by [a] State,” see King v. [read post]
4 Dec 2009, 9:06 am
The plan would also require such funds to provide information to the Securities & Exchange Commission on a confidential basis regarding their size, borrowings, off balance sheet exposure and interdependence with other financial institutions. [read post]
4 Mar 2014, 6:27 am by Rachel E. Burke
They exchanged e-mails in which they referred to her as “a ‘prima donna’ and not a team player” and as “one hellava bitch. [read post]
4 Jun 2011, 7:33 am by Joe Wallin
If you care about the startup company ecosystem, I encourage you to give this question some thought and write the SEC. [1]Persons covered include (i) the issuer, (ii) any predecessor of the issuer; (iii) any affiliated issuer; (iv) any director, officer, general partner or managing member of the issuer; (v) any beneficial owner of 10% or more of any class of the issuer’s equity securities; (vi) any promoter connect with the issuer in any capacity at the time of such sale; (vii) any person… [read post]
27 Feb 2024, 4:03 am by Rob Robinson
Securities and Exchange Commission (SEC), the European Union, and global sustainability summits hint at the impending upheaval in regulatory frameworks that challenge companies to reassess their carbon footprints and ecological impacts more broadly. [read post]
3 Nov 2008, 5:52 am
It will be difficult convincing the United Auto Workers Union ("UAW") to these job cuts, especially since the Union had already agreed to 85,400 job cuts at GM, Chrysler, and Ford in exchange for buyouts and early retirement deals. [20] UAW President Ron Gettelfinger has already stated that he does not favor any merger that includes more layoffs. [21] The Union can threaten to strike if they do not support this merger. [22] Says Stallkamp,… [read post]
29 Jul 2011, 4:00 am by Ted Folkman
In the 1990s, the courts of the Soviet Union determined that the library and the archives “were not the national property of the Soviet Union” and ordered them returned to Chabad. [read post]
9 Aug 2018, 9:30 pm by Bobby Chen
Securities and Exchange Commission (SEC) adopted amendments to its regulations of alternative trading systems (ATS)—trading platforms not required to register as “exchanges”—that trade National Market System (NMS) stocks. [read post]
24 Sep 2020, 3:22 pm by Sami Azhari
A fiduciary duty is a duty to act only for the benefit of the public, an employer, shareholders, or a union. [read post]
13 Mar 2022, 9:02 pm by Kevin Werbach
How should digital asset exchanges and lending platforms be regulated? [read post]
3 May 2024, 9:05 pm by Julia Englebert
Securities and Exchange Commission and the Consumer Financial Protection Bureau only have jurisdiction over TPLF under limited circumstances, such as when TPLF lenders register securities on national exchanges. [read post]
20 May 2012, 3:34 pm by Richard Posner
  Suppose Greece were to announce that in three months it would be freezing transfers of capital to other countries and requiring that all euros in Greece be exchanged for drachmas at a specified rate of exchange. [read post]
28 Jul 2023, 6:26 pm
Increasing geopolitical and economic tensions between China and the United States have put pressure on the European Union to position itself in a complex triangle. [read post]