Search for: "In Re Securities and Exchange Commission"
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22 Dec 2010, 10:22 pm
In this essay, I argue that Sotomayor’s opposition and supporters (like Obama and herself) are equally culpable in reinforcing the hegemonic neoliberal racial project and further securing the notion that racial consciousness (whether expressed or attributed) is inherently racist. [read post]
21 Dec 2010, 3:53 pm
See In re AIG, Exchange Act Release No. 48477 (admin. proc. [read post]
21 Dec 2010, 3:53 pm
See In re AIG, Exchange Act Release No. 48477 (admin. proc. [read post]
21 Dec 2010, 2:52 pm
Today, the San Francisco Regional Office of the Securities and Exchange Commission (SEC) levied securities fraud charges against local investment advisors responsible for managing the American Pegasus Auto Loan Fund, a $100 million hedge fund that invested in subprime automobile loans. [read post]
21 Dec 2010, 7:36 am
Securities and Exchange Commission’s best-price rules in 2006[1] and greater dealmaker familiarity and comfort with tender offer structures, tender offers are increasingly becoming the transaction structure of choice in negotiated cash acquisitions where there are no anticipated regulatory or other impediments to a speedy closing. [read post]
20 Dec 2010, 3:29 am
The Securities Exchange Commission recently released its proposed rules for the handling of securities fraud whistleblower claims under the Dodd-Frank bill. [read post]
17 Dec 2010, 12:29 pm
They say they're worried that the new whistleblower law, which provides for a bounty to anyone who reports fraud to the Securities and Exchange Commission that results in monetary penalties, will undermine their internal compliance procedures. [read post]
17 Dec 2010, 7:00 am
The Federal Trade Commission, the nation’s consumer protection agency, has tips to help consumers make smart online shopping decisions for the holidays: Know who you’re dealing with: Confirm the online seller’s physical address and phone number before you buy. [read post]
16 Dec 2010, 5:03 pm
American Nursery marketed and sold grapevines, which LCGN and LCGNO produced in exchange for a percentage commission of each sale. [read post]
16 Dec 2010, 9:21 am
Once a lobbying job was secured, Senator Ensign and his chief of staff continued to help Mr. [read post]
13 Dec 2010, 10:39 am
Goyal concealed the allegedly improper accounting from NAI’s outside auditors and filed reports with the Securities and Exchange Commission that, because of NAI’s accounting, allegedly misstated revenue in certain reporting periods between 1998 and 2000. [read post]
8 Dec 2010, 10:39 am
Temple used the information to trade in stock of major corporations in advance of prospective mergers or acquisition-related announcements, according to a federal lawsuit filed today by the Securities and Exchange Commission. [read post]
7 Dec 2010, 6:33 am
Securities and Exchange Commission (SEC) has only allowed the agency the reach to prosecute the most flagrant abuses of securities laws. [read post]
4 Dec 2010, 7:31 am
Murphy, SecretarySecurities and Exchange Commission100 F Street NEWashington, D.C. 20549-1090 Re: Accredited Investor Standard, Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act, File No. [read post]
2 Dec 2010, 3:00 pm
Some financial experts say they're best suited for market-savvy day-traders, others say only financial professionals should dabble in these highly risky securities, and yet others contend that this breed of investment is best avoided by everyone. [read post]
2 Dec 2010, 10:59 am
Essentially, the Act requires corporations to fully report their finances to the Securities and Exchange Commission. [read post]
29 Nov 2010, 11:47 am
Both entities were sued for fraud by the Securities and Exchange Commission (SEC) in the summer of 2009. [read post]
20 Nov 2010, 5:37 am
Section 1520 addresses regulations promulgated by the Security and Exchange Commission for the retention of records. [read post]
20 Nov 2010, 3:53 am
They’re not bad guys. [read post]
18 Nov 2010, 1:43 am
For example, in response to the global financial crisis, the US Securities and Exchange Commission recently adopted new rules enhancing disclosure of risk oversight by the board of directors, executive remuneration, and conflicts of interest of compensation consultants. [read post]
