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A New York jury found SBF guilty of all seven criminal counts, including wire fraud and conspiracy to commit wire fraud against FTX customers. [read post]
24 Aug 2007, 1:01 am
The lawsuits follow the company's disclosures earlier this year to the Securities and Exchange Commission that it was looking into its stock options granting practices for its executives. [read post]
24 Aug 2017, 9:30 pm by Sarah Madigan
Securities and Exchange Commission to discuss Spotify’s proposal to forego an initial public offering (IPO) and instead “list directly on the New York Stock Exchange,” which would be the first time a company has done so on the New York Stock Exchange. [read post]
15 Jul 2017, 6:16 am by Dan Harris
These companies are typically state owned enterprises already listed within China on the Shanghai and Shenzhen stock exchanges. [read post]
17 Jun 2024, 4:55 am by Beatrice Yahia
” Vivek Shankar and Isabel Kershner report for the New York Times; Josef Federman, Wafaa Shurafa and Lee Keath report for AP News. [read post]
30 Jul 2007, 10:53 am
The New York-based court faulted the agency's inconsistent interpretations of SEC Rule 14a-8(i)(8), which allows companies to omit proposals that "relate to an election of directors. [read post]
4 Mar 2020, 2:18 pm by Kevin LaCroix
  The Court’s decision made it clear to foreign issuers that companies could actively subject themselves to liability under the US securities laws by listing ADRs on a US exchange (e.g., the New York Stock Exchange and the Nasdaq Stock Market). [read post]
13 Nov 2011, 1:13 pm
Arrow Financial is owned by Sallie Mae, a company whose stock is traded on the New York Stock Exchange (ticker symbol SLM). [read post]
21 Jul 2014, 10:02 pm by News Desk
Both New York Stock Exchange companies saw market declines on Monday, with Yum! [read post]
23 Mar 2012, 2:00 am by Stephanie Figueroa
Rejection of Deutsche Borse Merger – This post discusses how the New York Stock Exchange will not appeal the European antitrust regulators’ rejection of its planned merger with Deutsche Börse. [read post]