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18 Apr 2011, 7:31 am
Or like cruising from Nasdaq headquarters to the New York Stock Exchange (you know, just to scope it out) 18 times a day — for a decade (going the long way around). [read post]
15 Apr 2011, 5:12 am
The former chairman of the New York Stock Exchange, Richard Grasso, may run for mayor -- if certain things happen, like whether his nemesis, Eliot Spitzer, enters the race, The New York Times reports. [read post]
14 Apr 2011, 8:52 am
Shares of Arcos Dorados -- Spanish for "golden arches" -- surged 27 percent on their debut on the New York Stock Exchange, Reuters reports [read post]
11 Apr 2011, 7:45 am
Her new Aerin Ltd. business, the New York Post’s Page Six predicted ahead of the news, would focus on a “fashion and lifestyle brand that will include accessories, housewares, china and jewelry. [read post]
11 Apr 2011, 5:20 am
Unless you’re in the financial services industry, most Americans have no idea about the proposed merger between the New York Stock Exchange and Deutsche Börse (technically it will be a merger between NYSE Euronext, Inc., founded April 2007, and Deutsche Börse). [read post]
31 Mar 2011, 12:19 pm
A former teenage hacker who once served time for an online stock-trading scheme was sentenced in New York this week to three years in prison on new charges of cracking a New York-based currency exchange service and gifting himself more than $100,000. [read post]
30 Mar 2011, 12:01 pm
Under the draft rules, the New York Stock Exchange and the Nasdaq Stock Market would be directed to revisit their listing standards and to determine whether to raise the independence requirements for compensation committee members. [read post]
30 Mar 2011, 11:48 am
Basics of Forming New York Hedge Fund Our own Simon Riveles has for some time been heralding a second coming of small cap hedge funds, even given the current economic climate. [read post]
28 Mar 2011, 7:02 pm
District Court, Southern District of New York (Manhattan). [read post]
25 Mar 2011, 7:09 am
The SEC will consider these rules at an 10 a.m. open meeting at its headquarters in Washington, according to the meeting agenda.Under Section 952 of the Dodd-Frank Act, the SEC is to direct the New York Stock Exchange and the Nasdaq Stock Market to adopt new listing standards with respect to compensation committees and pay advisers. [read post]
24 Mar 2011, 9:46 am
My knowledge of the pre-argument maneuvering is necessarily limited because I am not part of the relatively small group of New York City lawyers who seem to be in charge. [read post]
23 Mar 2011, 6:26 am
The defendants argued that there was no real and substantial connection between Ontario and the actions, and that the more convenient forum was either New York or Illinois. [read post]
21 Mar 2011, 12:34 pm
Just as the SPAC market was shutting in 2008, the New York Stock Exchange (NYSE) and NASDAQ proposed rule changes to allow SPACs on those exchanges. [read post]
21 Mar 2011, 5:00 am
That’s small dollars for a lawyer who presumably was making at $160,000 as an associate in a big new York City law firm. [read post]
21 Mar 2011, 5:00 am
That’s small dollars for a lawyer who presumably was making at $160,000 as an associate in a big new York City law firm. [read post]
21 Mar 2011, 3:58 am
What makes Judge Ware’s opinion noteworthy is that it is one of the first such opinions outside of the Southern District of New York. [read post]
19 Mar 2011, 3:22 am
Minor also served as Director and Enforcement Counsel for the Philadelphia Stock Exchange from 2004 to 2005. [read post]
18 Mar 2011, 10:04 am
Between 2003-2005, Herb somehow managed to become director of the New York Stock Exchange. [read post]
18 Mar 2011, 12:23 am
Once the New York Stock Exchange had reopened six days after the September 11th terrorist attacks, the S&P 500 fell by 11.6% over five trading days, but after a further 14 days it had recovered to its pre-disaster level. [read post]
17 Mar 2011, 10:06 am
” Minor most recently served as chief of the New Jersey Attorney General’s securities bureau and previously worked in the Investor Protection Bureau during the tenure of former New York Attorney General Eliot Spitzer from 2002 to 2004, was director & enforcement counsel at the Philadelphia Stock Exchange from 2004 to 2005 and was senior counsel at the Financial Industry Regulatory Authority, or Finra, from 2005 to 2009. [read post]
