Search for: "Securities Investor Protection Corporation"
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15 Feb 2017, 5:42 am
One might expect that companies that aimed to raise capital from external investors would adopt shareholder-friendly corporate governance rules. [read post]
14 Feb 2017, 5:32 pm
These institutional investors have continuing relationships with the leading plaintiffs’ securities firms. [read post]
13 Feb 2017, 11:00 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Feb 2017, 6:34 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Feb 2017, 5:54 am
Dugan and Michael Nonaka, Covington & Burling LLP, on Monday, February 6, 2017 Tags: Banks, Conflicts of interest, Dodd-Frank Act, DOL, Donald Trump, Fiduciary duties, Fiduciary rule, Financial advisers, Financial institutions, Financial regulation, FSOC, Securities regulation, Systemic risk Corporate Power is Corporate Purpose II: An Encouragement for Future Consideration from Professors Johnson and Millon Posted by Kobi Kastiel, Co-editor, HLS Forum on… [read post]
7 Feb 2017, 4:58 pm
Hewlett-Packard curtails the ability of securities plaintiffs to rely upon alleged violations of vague, aspirational corporate codes to plead securities fraud. [read post]
3 Feb 2017, 6:04 am
Securities and Exchange Commission, on Monday, January 30, 2017 Tags: Broker-dealers, Capital formation, Disclosure, Dodd-Frank Act, Financial regulation, Financial technology, Investor protection, JOBS Act, SEC, SEC enforcement, Securities enforcement, Securities regulation The Common Law Corporation: The Power of the Trust in Anglo-American Business History Posted by John D. [read post]
2 Feb 2017, 6:04 pm
OCR found that the breaches resulted from Children’s violation of the HIPAA Security Rule by failing to encrypt laptops and other mobile devices or and implement other appropriate safeguards for the protection of ePHI on mobile devices; Failing to appropriately document its decision to not implement encryption on mobile devices and any applicable rationale behind a decision to use alternative security measures to encryption; and Failing to implement security… [read post]
2 Feb 2017, 9:53 am
Matey, Settlements in Securities Fraud Class Actions: Improving Investor Protection, Washington Legal Foundation Critica [read post]
2 Feb 2017, 9:53 am
Matey, Settlements in Securities Fraud Class Actions: Improving Investor Protection, Washington Legal Foundation Critica [read post]
1 Feb 2017, 7:52 am
--Will Chinese investors/multinationals be trendsetters or adjust to local conditions of terms of corporate governance, labour standards, environmental protection and generally in terms sustainability? [read post]
31 Jan 2017, 9:30 pm
Without independent checks, Velikonja writes, settlements are less likely to adequately protect the public interest and investors. [read post]
29 Jan 2017, 7:00 am
Terrorism severs supply chains, drains local labor pools, and shakes investor confidence. [read post]
27 Jan 2017, 6:08 am
Dyson, K&L Gates LLP, on Saturday, January 21, 2017 Tags: Algorithmic trading, Broker-dealers, BSA/AML, Disclosure, Due diligence, Financial institutions, FINRA, High-frequency trading, Investor protection, Money laundering, Private enforcement, Reporting regulation, Risk management, Securities enforcement Top 10 Topics for Directors in 2017 Posted by Kerry E. [read post]
26 Jan 2017, 7:46 pm
The post Delaware Supreme Court Finds that Implied Covenant of Good Faith and Fair Dealing Requires Reversal appeared first on Delaware Corporate & Commercial Litigation Blog. [read post]
25 Jan 2017, 11:40 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
24 Jan 2017, 6:50 am
Diversification does not guarantee a profit or protection against loss. [read post]
20 Jan 2017, 6:22 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
19 Jan 2017, 11:14 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
19 Jan 2017, 8:48 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
