Search for: "DIVISION OF RISK MANAGEMENT"
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1 Aug 2017, 8:14 am
The Massachusetts Securities Division reportedly charged LPL Financial and broker, Roger S. [read post]
8 Nov 2011, 4:41 pm
More information may be needed on how management arrived at the valuations. [read post]
18 Aug 2022, 8:32 am
The details of changes that may flow from the review currently under way are not yet known, but it is clear that the intent of the DOL is to further strengthen sexual harassment policies, which will likely create a more onerous burden for employers and result in increased risk of liability. [read post]
5 May 2020, 3:40 pm
Additionally, the Letter clarifies that before commencing operations, each employer must have a risk management plan for COVID-19 contagion. [read post]
29 Oct 2012, 6:35 am
In fact, the former executive vice president of Countrywide, also a senior manager of the Countrywide division that kickstarted the "hustle" program, blew the whistle on the practice, saying he had pleaded with his fellow executives to drop the program. [read post]
23 Apr 2011, 1:22 pm
Eventually, entire sub-divisions became subject to bank foreclosure. [read post]
25 Jul 2010, 1:15 am
The Indiana Child Support Bureau oversees the management of these activities. [read post]
25 Mar 2009, 11:41 am
Otherwise, they risk a lot of litigation. [read post]
21 Jun 2022, 9:04 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
2 Aug 2017, 3:34 pm
The Massachusetts Securities Division reportedly charged LPL Financial and broker, Roger S. [read post]
21 Feb 2012, 2:00 am
Private companies must continually monitor and manage the number of record holders of each class of their outstanding equity securities to avoid triggering the registration (and thus reporting) provisions of the Exchange Act on a schedule that may be inconsistent with the companies’ goals and priorities. [read post]
3 Mar 2011, 12:56 pm
He wrote policies for high-risk drivers. [read post]
21 Sep 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on this adoption, including: William Birdthistle, Sarah ten Siethoff, Brian Johnson, Amanda Hollander Wagner, Brad Gude, Blair Burnett, Mykaila DeLesDernier, Pamela Ellis, Mike Spratt, and Michael Kosoff in the Division of Investment Management; Jessica Wachter, Alexander Schiller, Ross Askanazi, Justin Vitanza, Lauren Moore, Charles Woodworth, Robert Girouard, Julie Marlowe, and Parhaum Hamidi in the Division… [read post]
13 Oct 2023, 9:17 am
If an employer takes a tip credit for a worker (or group of workers) who don’t qualify, then they risk violating federal and state minimum wage and overtime laws. [read post]
13 Apr 2015, 11:00 am
Although the 2008 press release stated that the group management division was “headquartered” in New York, it did not state that the division solicited insurance business in New York on behalf of ALICO or AIA. [read post]
26 Jun 2009, 3:49 am
Once that strategy is set, it is managed entirely by the collections staff. [read post]
28 Jun 2023, 6:53 am
While its primary role is to administer and manage the program, it also has investigative and enforcement divisions that work alongside the HHSC-OIG and the MFCU to identify and address instances of Medicaid fraud. [read post]
18 Apr 2012, 4:30 pm
District Court for the Western District of Texas, Waco Division, that the general manager of a Killeen, Texas Wendy’s refused to hire Michael Harrison, Jr. for a cooker position, despite his qualifications and experience, upon learning that Harrison is hearing-impaired. [read post]
21 Oct 2009, 7:43 am
We remember one managing attorney who shouted at least once a week: "Put the Carrier on Notice! [read post]
1 Aug 2011, 4:09 am
We remember one managing attorney who shouted at least once a week: "Put the Carrier on Notice! [read post]
