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6 May 2013, 5:00 am by Doug Cornelius
However, the discussion between what is and is not a security may be fun for the first week of your securities law class in law school. [read post]
6 May 2013, 5:00 am by Doug Cornelius
However, the discussion between what is and is not a security may be fun for the first week of your securities law class in law school. [read post]
24 Feb 2011, 12:17 pm by Christine Hurt
  Madoff gave his first interviews from prison this month, to the NYT's Diana Henriques, and responded tellingly "They [the banks] had to know. [read post]
6 Dec 2011, 7:38 pm
  The World Bank and Asian development bank are working on projects at this time. [read post]
3 Apr 2012, 9:45 am by Laurent
This number, however, will be increased to 1,200 for bank holding companies, which may permit a number of bank holding companies to “go dark. [read post]
16 Jul 2013, 5:05 pm by Alexander J. Davie
The post SEC Implements the “Bad Actor” Disqualification Provisions of Dodd-Frank appeared first on Strictly Business. [read post]
14 Mar 2008, 12:21 pm
The bulk of these securities are believed to be held by banks and insurance companies. [read post]
5 May 2021, 3:03 am by Lynn Jokela
The next most common reason for filing a 10-K/A was to include disclosure related to the 45-day filing extension first granted by the SEC back in March of last year in response to the pandemic. [read post]
1 May 2009, 4:29 pm
  Companies that clean up and live below their quotas will generate carbon credits, which can then be banked, sold or traded to other businesses who exceed their carbon caps. [read post]
22 May 2007, 11:26 pm
The first three require filings with the federal government for full protection. [read post]
4 Mar 2010, 6:05 am by Josh Lerner, Harvard Business School,
Editor’s Note: Josh Lerner is a Professor of Investment Banking at Harvard Business School. [read post]
5 Sep 2012, 7:45 am by James Andrews
    The post Short Sale 101 appeared first on Andrews Law Blog. [read post]
29 Jul 2017, 5:32 pm by Wolfgang Demino
None of the NCT entities have a bank or financial institutions charter or a license from the State of Illinois entitling them to charge interest at more than 9%. [read post]
31 Jul 2013, 9:50 pm by Lanigan
  Financial Terms to Watch Prime Bank is a term that is used to describe the top banks in the world. [read post]
31 Jul 2013, 9:50 pm by Lanigan
  Financial Terms to Watch Prime Bank is a term that is used to describe the top banks in the world. [read post]
29 Apr 2009, 12:29 pm
Two Components for Two Types of Assets: The Public-Private Investment Program has two parts, addressing both the legacy loans and legacy securities clogging the balance sheets of financial firms: Legacy Loans: The overhang of troubled legacy loans stuck on bank balance sheets has made it difficult for banks to access private markets for new capital and limited their ability to lend. [read post]
26 Oct 2009, 7:38 pm
In a sign that is all too familiar at this point, PlainsCapital announced that its about to do the first bank initial public offering since 2007. [read post]