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27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments to Rule… [read post]
5 Sep 2024, 7:47 am by Geoff Schweller
According to KKC, Feller will “be a key advocate for whistleblowers under the Dodd-Frank Act” and “will focus on those who report violations of securities and commodities laws, as well as major regulatory violations in banking and capital markets to the SEC, CFTC and other whistleblower programs. [read post]
27 May 2015, 9:30 pm by Grayson C. Weeks
It would have a subsidiary unit dedicated to tailoring the regulatory treatment of smaller community banks, which sometimes face regulatory burdens under Dodd-Frank that were meant for larger, more complex institutions. [read post]
22 Sep 2011, 9:12 am by admin
The rule, mandated under the Dodd-Frank Wall Street Reform and Consumer Protection Act, affects three classes of institutions: • Bank holding companies with $50 billion or more in assets; • Foreign bank holding companies regulated by the Federal Reserve Board with $50 billion or more in assets, and; • Nonbank systemically important financial institutions (non-bank SIFIs) designated as risks to U.S. financial stability by a new council… [read post]
8 Sep 2010, 7:25 pm by Kevin Funnell
Frank with outright scorn, but exemplifies the feelings of many interested observers about the train wreck that's occurred at the intersection of the banking business and the US Congress: "A dining room table would be an improvement over Barney Frank. [read post]
2 Jan 2011, 7:05 am by Kim Krawiec
  He then roughly categorizes the reforms as relating to one of the following, describing the important reform elements in each category:  (a) Derivatives, especially clearinghouse and exchange-trading requirements (b) Banking, including the Financial Stability Oversight Council, systemically important non-banks, and the Volcker Rule (c) Consumer Protection, and (d) Resolution authority, including a discussion of bankruptcy and bailouts I think that Skeel’s… [read post]
15 Aug 2017, 6:48 am by Jack Sharman
The most famous scene is the bank robbery, which is one, long 7-minute shot. [read post]
3 May 2013, 5:00 am by Nicole Kellner-Swick
Urban, Attorney Ever since the enactment of the Dodd-Frank Act and the creation of the Consumer Financial Protection Bureau (CFPB), compliance related issues have increasingly impacted credit unions’ day-to-day operations. [read post]
27 Jul 2010, 6:00 am by J Robert Brown Jr.
On June 29, 2010, after months of wrangling, the House-Senate Conference Committee issued the conference report on the Dodd-Frank Wall Street Reform and Consumer Protection Act, a 2,319 page amendment to H.R. 4173 (the “Act”). [read post]
12 Jun 2014, 6:36 am by Frank Pipitone
The post Cash Out Before Bankruptcy appeared first on Frank Pipitone. [read post]
11 Apr 2008, 9:30 pm
  The panel was a very good one, including well-spoken reps from Treasury, Homeland Security, USTR, a Barney Frank staffer, and a lobbyist. [read post]
28 Feb 2012, 5:05 am by Broc Romanek
Another new feature in 2012 is a call for ending any campaign spending at a couple of companies (3M, Target, and Bank of America), and a few requests for shareholder votes on companies' political spending practices. [read post]
22 Oct 2020, 3:48 pm by John L. Culhane, Jr.
To date, most consumer-authorized third parties have accessed consumer data through data holders’ digital banking portal using digital banking credentials the consumer shared with third parties. [read post]
12 Jun 2014, 6:36 am by Frank Pipitone
The post Cash Out Before Bankruptcy appeared first on Frank Pipitone. [read post]
10 Jul 2017, 10:59 am
Many consumer financial products like credit cards and bank accounts have arbitration clauses in their contracts that prevent consumers from joining together to sue their bank or financial company for wrongdoing. [read post]
28 Oct 2010, 7:57 pm by Kevin Funnell
As we work our way through the rest of Dodd-Frank over the coming months and years, expect hits like this one to keep on coming [read post]
3 Dec 2012, 10:31 am by Tom Smith
Thanks to it and Dodd-Frank, regulators are forcing U.S. banks to shift their portfolios toward U.S. government debt and other assets that qualify as reserves. [read post]
1 Sep 2017, 6:42 am
SEC Staff Examines Impact of Regulation on Capital Formation and Market Liquidity Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, August 25, 2017 Tags: Capital formation, Capital markets, Dodd-Frank Act, Equity offerings, Financial regulation, Investor protection, IPOs, JOBS Act, Liquidity, Regulation D, SEC, Securities enforcement, Securities regulation ISS and the Removal of CEOs: A Call for an… [read post]