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22 Dec 2015, 3:15 pm
Cosgrove has handled U-5 matters involving MetLife Securities, US Bancorp Investments, Questar, US Allianz, Edward Jones, Raymond James, Wells Fargo Advisers, Morgan Stanley, ING Financial partners, and others. [read post]
18 Oct 2013, 6:09 am
The Economist's article recently struck a lucid and painful blow to French self-esteem: The article pointed out that Paris was Morgan Stanley's first international office, a decade before London! [read post]
13 Sep 2018, 6:56 am
., Citibank, N.A. and Morgan Stanley & Co. [read post]
7 Nov 2023, 5:45 am
Morgan Stanley, American, United and Southwest Airlines. [read post]
22 Jan 2016, 5:53 am
While there is a rebuttable presumption of equal ownership of funds among parties to a multiple party account (see our summary of Morgan Stanley & Co. [read post]
1 May 2014, 12:26 pm
While the ACLU Racial Justice Program continues to work toward improving the many economic injustices people of color face — by holding Morgan Stanley accountable for orchestrating predatory loans prior to the 2008 financial crisis and investigating debtors' prisons that have led to the incarceration of poor people unable to pay criminal justice debts — a federal minimum wage raise by Congress has the potential to lessen racial wealth inequality as a whole. [read post]
10 May 2013, 2:02 pm
The Racial Wealth Accumulation Gap and Why ACLU is Suing Morgan Stanley for Racial Discrimination This month, the Urban Institute joined an emerging consensus of researchers and social scientists with a new report revealing, in the starkest terms, our nation's vast and widening racial gap in wealth creation. [read post]
3 Mar 2014, 9:12 am
Morgan Stanley—only worsened the problem by deliberately targeting minorities for loans that exposed them to higher rates of foreclosure and accompanying loss in wealth. [read post]
24 Dec 2018, 5:01 am
According to the same report, a Morgan Stanley analytical team issued a note disclosing that “The sharp drop and trend trajectory is surprising. [read post]
6 Nov 2012, 2:13 pm
Barack Obama University of California $1,092,906 Microsoft Corp $761,343 Google Inc $737,055 US Government $627,628 Harvard University $602,992 Mitt Romney Goldman Sachs $994,139 Bank of America $921,839 Morgan Stanley $827,255 JPMorgan Chase & Co $792,147 Credit Suisse Group $618,941 Sector Totals Barack Obama (D) Agribusiness $1,881,709 Communications/ Electronics $18,885,143 Construction $3,723,263 Defense $985,575 Energy & Natural Resources $2,172,790 Finance,… [read post]
7 Mar 2018, 5:01 am
DiStefano explores the outcome of a Morgan Stanley study of what corporations plan to do with their tax cut windfalls. [read post]
2 May 2016, 6:16 pm
Lopez has represented clients against some of the largest financial institutions including Merrill Lynch, Morgan Stanley, UBS Paine Webber, Salomon-Smith Barney, CitiGroup, Credit Suisse First Boston and Prudential Securities. [read post]
11 Apr 2013, 6:55 am
Morgan Stanley, a case brought recently by the ACLU shows that a legacy of hyper-segregation in Detroit combined with a history of red-lining and lack of access to funding options made African-American homeowners in the area particularly vulnerable to greedy and unscrupulous mortgage lenders. [read post]
South Carolina Court of Appeals opinion highlights the importance of accurate financial declarations
11 Apr 2017, 8:31 am
The Court of Appeals concluded that her imputed income, alimony award, and interest from the Morgan Stanley account were sufficient to meet those expenses. [read post]
16 Jan 2013, 9:00 pm
Morgan Stanley - without a doubt the most significant enforcement action of 2012 was the Declination given to Morgan Stanley, when one of its Managing Directors, Garth Peterson, pled guilty to a FCPA violation. [read post]
9 Oct 2013, 12:39 pm
Some funds to monitor as rates rise are the following: ASA Gold and Precious Metals Common Central GoldTrust Common Aberdeen Indonesia Fund Inc Common BlackRock NY Municipal Bond Common Morgan Stanley India Investment Common Eaton Vance MA Municipal Bond Common Nuveen VA Premium Income Muni Common Morgan Stanley Latin American Discovery Fund Common BlackRock PA Strategic Muni Common BlackRock Muniyield Inv Qty Common Blackrock Muni Inc Inv Qty Tr Common Eaton… [read post]
10 Oct 2009, 2:36 pm
("Morgan Stanley"), in exchange for cash kickbacks. [read post]
3 May 2011, 6:15 am
” The methodology may be challenged, but Morgan Stanley plainly did rank the parties. [read post]
14 Aug 2008, 8:34 pm
(Morgan Stanley and J.P. [read post]
23 May 2012, 8:29 am
” In support of these allegations, the federal court complaint cites a May 19, 2012 Reuters article entitled "Morgan Stanley Was a Control Freak on the Facebook IPO -- And It May Have Royally Screwed Itself" (here) and a May 22, 2012 Reuters article entitled "INSIGHT: Morgan Stanley Cut Facebook Estimates Just Before Facebook IPO" (here). [read post]
