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25 Apr 2024, 10:40 am
In March, the company was publicly listed on the New York Stock Exchange under the ticker RDDT, and began trading at $47 per share. [read post]
20 Aug 2015, 10:54 am
In 2004, the New York Stock Exchange reportedly suspended Mr. [read post]
24 Sep 2011, 5:18 pm
Lillian Goldman Law Library (German Law Collection of the Association of the Bar of the City of New York). [read post]
29 Dec 2009, 5:00 am
If they merely wanted a presence outside of China, they could have listed on the London Stock Exchange (LSE). [read post]
10 Jun 2011, 4:48 am
As Scott Eden points out in an excellent piece in The Street, called, "SEC Probes China Stock Fraud Network": Reverse mergers...are perfectly legal in the U.S., and have been used in the past to give birth to solid public companies, including the parent company of the New York Stock Exchange itself. [read post]
22 May 2007, 3:23 pm
Read more here (from the New York Times). [read post]
22 Oct 2007, 12:36 am
"
Baker & McKenzie Partner Charged With Stock Fraud
New York Law Journal
A partner at Baker & McKenzie has been indicted on charges that he participated in a stock fraud scheme that netted two overseas short-sellers $55 million. [read post]
23 Oct 2008, 3:19 am
The complaint specifically alleges that Fortis shares trade on the Brussels, Euronext and Luxembourg stock exchanges, as well as in the U.S. [read post]
1 Oct 2013, 8:55 am
Sabirhan Hasanoff will receive 18 years in prison for conducting surveillance on the New York Stock Exchange in connection with a planned terrorist attack there. [read post]
10 Dec 2018, 3:16 pm
You can watch a news interview with Ohio Treasurer Josh Mandel, touting his bitcoin foray here. [read post]
22 Oct 2020, 3:00 am
Well, it obviously didn’t, and if one SEC enforcement proceeding wasn’t enough to drive that message home, this Brian Cave memo discusses a second one: On September 30, 2020, Judge Alvin Hellerstein, of the Southern District of New York granted summary judgment to the Securities and Exchange Commission in its enforcement action against Kik Interactive Inc., in which the SEC contended that Kik’s 2017 $100 million Initial Coin Offering was an… [read post]
17 May 2010, 3:13 pm
Seth Lipner of Deutsch & Lipner in Garden City, New York observed that “Reverse convertible notes are speculative, high-risk investments that are totally inappropriate and unsuitable for most income-oriented investors. [read post]
13 Dec 2008, 6:01 am
The second and perhaps more devastating one occurred on Wednesday, Sept. 17, when news broke that the Securities and Exchange Commission was considering a temporary ban on short-selling 900 stocks - 799 of them financial stocks. [read post]
3 Jul 2008, 5:06 pm
Fitch is now under investigation by the New York Attorney General, the Connecticut Attorney General, the Ohio Attorney General and the SEC as a result of its practices of rating billions of dollars of securities without a reasonable basis for doing so and Fimalac’s stock is trading at approximately 50% of its Class Period high. [read post]
23 Mar 2010, 1:25 pm
Why would thousands of defendants plead guilty to plea agreements, like the standard plea agreement in the Eastern District of New York, that permit the government to advocate a higher guideline at sentencing than the one carefully calculated in the plea agreement? [read post]
10 Jul 2007, 8:08 am
The Tellab shareholders were supported by the Council of Institutional Investors, the University of California, the New York State Retirement Fund, the labor-affiliated Amalgamated Bank, the National Conference on Public Employee Retirement Systems, and state officials from Ohio and 23 states and territories. [read post]
15 Feb 2018, 10:29 am
Margin Requirements Margin trading is regulated by The Federal Reserve Board, FINRA, and securities exchanges, including the New York Stock Exchange (NYSE). [read post]
5 Jun 2024, 10:52 am
Unsuitable Energy Investments July 2022: FINRA made a preliminary determination to recommend that disciplinary action be brought against a David Lerner Associates broker in White Plains, New York. [read post]
21 Jul 2022, 6:46 am
District Court for the Southern District of New York. [read post]
6 Feb 2020, 10:00 pm
Get in touch with one of our top New York City tax attorneys today for additional information or to submit your case. [read post]
