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22 Apr 2021, 10:00 pm
Pursuant to FINRA Regulatory Notice 21-16 that was issued on April 21, 2021, FINRA has observed certain practices that could subject firms to disciplinary action concerning predispute arbitration provisions in customer agreements. [read post]
14 Jun 2022, 8:24 am
This will accommodate the ongoing assessment of third-country equivalence and allow for a review of the intragroup exemptions framework under the EMIR review. [read post]
11 Jan 2009, 3:08 am
OIRA is an über-agency in the executive branch, reviewing rulemakings of other "action" agencies far and wide. [read post]
26 Apr 2022, 9:08 pm
Given pandemic fears and the increased need for rapid, non-invasive testing, regulating the powerful sniffs of dogs like Cliff can provide the much-needed solution.The post Sniffing Out New Regulation first appeared on The Regulatory Review. [read post]
30 May 2012, 7:06 am
This paper reviews the evolution of technology in multijurisdictional firms and examines the primary regulatory barriers to their further development. [read post]
23 Jul 2012, 7:52 am
CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
5 May 2023, 5:03 am
Covington regularly advises the world’s top technology companies on their most challenging regulatory, compliance, and public policy issues in the UK, EU and other major markets. [read post]
24 Sep 2023, 5:40 am
“I’ve guided clients on reviews involving everything from IP cases to regulatory probes to liability lawsuits,” he explained. [read post]
19 Jun 2009, 3:05 pm
The Obama Administration’s proposed regulatory reform has been called by the Wall Street Journal “the most sweeping overhaul of the way the U.S. government oversees financial markets since the 1930s. [read post]
20 Jan 2014, 8:43 am
For Canadian competition law developments in 2013 in other areas (mergers, Investment Canada Act, civil competition law matters, criminal matters, private actions and association enforcement) visit: Canadian Competition & Regulatory Law. [read post]
3 May 2019, 8:09 am
Circuit) issued its order on the petition for review of the U.S. [read post]
17 Oct 2024, 11:47 am
It is unclear what level of review by a provider is required. [read post]
Lemtrada: Reports Of Serious Cardiovascular Events And Immune-Mediated Reactions Under Investigation
3 Jul 2019, 1:10 pm
For some background on the EU safety review of Lemtrada mentioned above, we refer you to our April 2019 article "Lemtrada Review By European Drug Regulatory Agency Covers Various Serious Side Effects In MS Patients". [read post]
14 Sep 2023, 9:27 am
Firms that are in breach of the FCA’s rules and do not meet its expectations should expect further regulatory focus and intervention. [read post]
12 Aug 2022, 9:09 pm
The post The Regulation of Assisted Reproduction first appeared on The Regulatory Review. [read post]
19 May 2023, 8:35 am
TV broadcasters should review their proposed fees to make sure that there are not any errors in the FCC’s calculations. [read post]
27 Jan 2010, 1:21 am
Alison Hashmall (New York University - School of Law) has posted After the Fall: A New Framework to Regulate 'Too Big to Fail' Non-Bank Financial Institutions (New York University Law Review, Forthcoming) on SSRN. [read post]
30 Mar 2021, 9:05 pm
The current test for tribal civil regulatory and adjudicatory jurisdiction derives from Montana v. [read post]
15 Jul 2008, 9:31 pm
The Australian Office of Nanotechnology recently released a report prepared for the Australian government by the Centre for Regulatory Studies at Monash University -- "A review of possible impacts of nanotechnology on Australia's regulatory framework. [read post]
23 Apr 2008, 3:22 am
ASIC has released a report (Report 127: Debentures - Improving disclosure for retail investors) presenting the findings of a review into disclosures made by each of the unlisted, unrated debenture issuers against the new disclosure regime. [read post]
