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12 Feb 2019, 9:06 pm by Dan Flynn
One young lemonade stand operator said obtaining a health department permit was an educational experience that caused him to review FDA data on foodborne illnesses. [read post]
10 Apr 2025, 8:51 am by Emily L. Korthaus
The SEC staff specified the following thresholds: Natural Persons: A minimum investment of $200,000. [read post]
24 Nov 2006, 4:44 am
The legislation would have created for the first time an independent regulatory organization to review audit quality and auditing standards under SEC oversight. [read post]
28 Aug 2012, 7:24 am by Mark S. Humphreys
" In the department's statement, it said the commissioner and the staff reviewed the suggestions and are taking them seriously. [read post]
13 May 2009, 7:15 am
Such so-called titles are deceitful as they are not certified by any state regulatory agency and were merely issued by the trust mill itself to their sales persons. [read post]
22 Jan 2017, 12:45 pm by Stuart Kaplow
Because this is a regulation that has been published in the Federal Register but has not reached its effective date, the memo instructs that this regulation be delayed for 60 days for review. [read post]
26 Jan 2017, 3:00 am by John Jenkins
Cross-Border Investigations: Expect Another Active Year in 2017 This Skadden memo reviews recent developments in cross-border investigations and enforcement, while this DLA Piper memo suggests that companies should brace for another very active year in cross-border investigations. [read post]
29 Jan 2018, 2:21 pm by Dan Kirkpatrick
In addition to the ongoing regulatory burden of filing these forms and certifications, in recent license renewal cycles, failure to file these forms has also been a source of numerous fines imposed on broadcast licensees. [read post]
25 May 2017, 1:12 pm by Allison Smith
As noted in the CPUC Staff White Paper issued in connection with the en banc meeting, by the end of this year, as much as 25% of the retail load served by the investor-owned utilities (IOU) will obtain their electric generation service from an entity other than an IOU. [read post]
21 Feb 2008, 9:47 am
  We can argue around and around about what is necessary from a legal and regulatory viewpoint, but on a day-to-day basis, this process is a good one because it is clear. [read post]
14 Oct 2010, 2:59 am
"Eisenberg will develop education programs, training and individualized support to help companies with food safety planning, operations and compliance with best practices and regulatory standards. [read post]
17 Mar 2011, 4:26 am by David Lynn
The Staff continues to ask about the consistency of information presented in the course of its filing reviews, in an attempt to steer 10-Ks and 10-Qs away from being merely "compliance" documents. [read post]
7 Aug 2019, 9:40 am by Tim Zinnecker
  We are open to scholars concentrating in any area of health law but especially interested in scholars concentrating in the corporate, regulatory and administrative, or public health aspects of health law. [read post]
15 Jan 2017, 3:48 pm by Steven Boutwell
  Interestingly, and to the alarm of many, the EPA also proposed to add: The audit report and related records shall not be privileged as attorney-client communications or attorney work products, even if written for or reviewed by legal staff. [read post]
27 Jul 2012, 7:00 am by Fred Krebs
With the right staff in place, it’s time to demonstrate the value of your law department. [read post]
12 Mar 2018, 3:11 am by assoulineberlowe
The Chairman also discussed the interplay of the Securities Laws with the Administrative Procedure Act and the Congressional Review Act and the Court rulings on that subject, He indicated that the Staff is “crafting rules” sensitive to the substantive constraint of those statutes. [read post]
3 Mar 2021, 8:24 am by Timothy Ford
In some situations, there is a requirement for the employer to report the employee issue to a particular agency or regulatory body. [read post]
22 Oct 2009, 6:46 am by Peter Hirtle
  The statement does report, however, that “Further revisions to the proposed rule are anticipated in response to review and recommendation by Department staff,” which suggests that they may have received some comments that may modify their thinking. [read post]
12 Jan 2021, 10:11 am by Michael R. Guerrero
 This expansion will allow department representatives to work proactively with entrepreneurs and create a regulatory framework for responsible, emerging financial products. [read post]