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12 Jul 2013, 6:00 pm
In addition, the SEC amended Rule 506, as required by the Dodd-Frank Act, to disqualify felons and other bad actors from being able to rely on Rule 506. [read post]
14 Aug 2010, 9:15 am by Rick Hills
I'd be much happier with Peter's piece if it contained a frank acknowledgment that the text is against him and that his position is more akin to a recommendation for a constitutional amendment in the spirit of the framers than a good interpretation of the word "jurisdiction. [read post]
22 Sep 2013, 2:35 pm by Megan Muir
The SEC also included a form of “grandfather” provision in new Rule 506(c)(2)(ii)(D), which provides that for existing investors who were accredited investors in a Rule 506(b) offering prior to the effective date of Rule 506(c), a self-certification of accreditation status by such investor at the time of sale in a new offering by the same issuer under Rule 506(c) will be deemed to satisfy the verification requirement in Rule 506(c). [read post]
10 Oct 2011, 3:14 am by New Books Script
29 new acquisitions for the Osgoode Hall Law School Library, including 16 from 2011: Le droit de l’occident et d’ailleurs / Antonio Gambaro, Rodolfo Sacco, Louis Vogel. [read post]
3 Apr 2012, 1:03 am by Kevin LaCroix
In these provisions, the Act unwinds many of the requirements Congress only recently added through the Sarbanes-Oxley Act and in the Dodd-Frank Act. [read post]
18 Apr 2019, 8:15 am
CUBANA AIRLINES), 32 Main Street, Georgetown,Guyana; 24 Rue Du Quatre Septembre, Paris, France; Belas Airport, Luanda,Angola; Dobrininskaya No. 7, Sec 5, Moscow, Russia; Corrientes 545 Primer Piso,Buenos Aires, Argentina; Frankfurter TOR 8-A, Berlin, Germany; 1 Place VilleMarie, Suite 3431, Montreal, Canada; Parizska 17, Prague, Czech Republic; Paseode la Republica 126, Lima, Peru; Piarco Airport, Port au Prince, Haiti; c/oAnglo-Caribbean Shipping Co. [read post]
15 Oct 2015, 1:21 pm by familoo
In brief here is what these two cases say : Sharland : Background facts:- Long marriage, 3 children (one with lifelong special needs); parties’ assets comprised significant liquid capital (c. [read post]
16 Feb 2011, 10:00 pm by Joe Wallin
" Third, I would take this opportunity to define "accredited investor" very broadly, and repeal the Dodd-Frank provisions which make it harder to qualify as an accredited investor. [read post]