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26 Jan 2012, 3:47 pm by Alexander J. Davie
Footnotes [1] In fact there is a bill circulating through Congress right now that does repeal the ban on general solicitation for Regulation D private placements. [read post]
25 Jan 2012, 7:54 am by Sonya Hubbard
Eccleshare will get an annual salary of $1 million, but that’s just the tip of the compensation iceberg. [read post]
23 Jan 2012, 1:11 am by Kevin LaCroix
The two policies consist of a primary $25 million policy and a $10 million excess policy, both issued by the same insurer. [read post]
21 Jan 2012, 2:24 am by Giesela Ruehl
1. ansässigen und verstorbenen Auslandsgriechen. [read post]
18 Jan 2012, 9:23 am by James Hamilton
The SEC has published a small entity compliance guide on reporting by investment advisers to private funds, certain commodity pool operators and commodity trading advisers. [read post]
30 Dec 2011, 1:23 pm by admin
Parexel Int’l LLC, ARB No. 07-123, ALJ Nos. 2007-SOX-039, -042 (ARB May 25, 2011) (holding that the heightened pleading standard of federal courts does not apply to SOX claims before the Department of Labor and affirming that allegations of shareholder fraud are not a requirement under the SOX whistleblower provisions); Johnson v. [read post]
29 Dec 2011, 4:53 pm
Pursuant to Federal law, the Office of Thrift Supervision referred the matter to the Department of Justice on June 25, 2008. [read post]
27 Dec 2011, 6:13 am by Kiera Flynn
Huff  Docket: 11-208   Issue: (1) Whether Brigham City v. [read post]
26 Dec 2011, 9:28 pm by Lyle Denniston
   The grants total somewhere above $251 billion a year and the program works out — on average — to about $1 billion annually for many of the states. [read post]
22 Dec 2011, 6:30 am by Second Circuit Civil Rights Blog
While non-matching does not prevent you from making a contribution, it does minimize the value of that contribution. [read post]
20 Dec 2011, 5:07 pm by James Hamilton
The general limit would be 25 percent of capital stock and surplus and the more stringent limit between major covered financial companies and major counterparties would be 10 percent of capital stock and surplus. [read post]
20 Dec 2011, 4:11 pm by Ken
Having interacted with each of those worthy entities, I suspect that they’ll swiftly conclude Marc is a nut. [read post]
15 Dec 2011, 6:25 am by Badrinath Srinivasan
In art 36(1), an enforcement court is directed that “recognition or enforcement of an arbitral award… may be refused” only on proof one of the enumerated grounds. [read post]
14 Dec 2011, 4:05 am by Max Kennerly, Esq.
The bus continued to travel approximately 25 feet on the sidewalk, striking 18 students on the sidewalk (pedestrians). [read post]