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22 Feb 2019, 6:09 am
Mangino, and Randi Lally, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, February 15, 2019 Tags: Boards of Directors, Books and records, Delaware cases, Delaware law, DGCL Section 220, Fiduciary duties, Management, Misconduct, Ousting directors, Reputation, Securities litigation Board Diversity by U.S. [read post]
16 Jun 2011, 11:36 am by Jeff Sovern
Representative Barney Frank charges that Republican oppose Elizabeth Warren because she is a woman. [read post]
8 Oct 2021, 1:52 am by Edward Smith
The injury collision occurred around 12:22 in the afternoon at the intersection of Florin Road and Greenhaven Drive south of Frank Seymour Park. [read post]
11 Jul 2011, 8:45 am by Walter Olson
[Ezra Klein, Washington Post] Tags: banks, Crisis of 2008, Wall Street Related posts If only we’d had Dodd-Frank in ‘08? [read post]
12 Jul 2012, 6:21 am by Hal Scott, Harvard Law School,
Portfolio hedges are crucial for banks to reduce overall volatility and risk. [read post]
16 Mar 2009, 11:16 am
Now, the White House worries that voter disenchantment with banks and bailouts will kill public support for the President’s other initiatives. [read post]
20 Jul 2010, 2:43 am by Erik Gerding
You also write about Title I extending regulation to non-bank financial companies. [read post]
26 Jan 2011, 7:57 pm by Kevin Funnell
Frankly, even though community banks are exempted from the limit on interchange fees, most community bankers I talk to don't kid themselves that the limits that apply to big banks won't will "trickle down" to their level. [read post]
21 May 2012, 9:30 pm by David Zaring
 OTS was the smallest federal banking regulator, the one most criticized by Congress for its performance, and the only agency sanctioned in the Dodd-Frank Act: it was eliminated, and its functions were moved elsewhere in the Treasury Department. [read post]
1 Nov 2021, 11:29 am by anne
The whistleblower attorneys of Constantine Cannon have extensive experience representing Dodd-Frank whistleblowers before the CFTC and SEC, and understand the complicated, constantly changing landscape of whistleblower laws. [read post]
28 Sep 2016, 4:43 pm by Kevin LaCroix
(The CFTC’s whistleblower program was also created by the Dodd-Frank Act.) [read post]
1 Jul 2011, 12:28 pm by James Hamilton
The SEC has proposed regulations implementing Dodd-Frank provisions requiring business conduct standards for security-based swap dealers and major security-based swap participants. [read post]
29 Oct 2023, 3:10 pm by Steve Bainbridge
For example, there are calls by government officials to hold the officers and directors of Silicon Valley Bank accountable although it is not clear exactly what they did wrong. [read post]
14 Oct 2016, 6:05 am
Bachelder III, McCarter & English LLP, on Thursday, October 13, 2016 Tags: Accounting, Banks, Bonuses, Clawbacks, Disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Financial institutions, Incentives, Management, Misconduct, Pay for performance, Risk management,Sarbanes–Oxley Act [read post]
7 Jan 2021, 3:14 pm by Jeremy T. Rosenblum and Mindy Harris
In support of its claims, the Complaint argues in detail that: (1) “the statutes relied upon by the OCC do not authorize it to preempt state laws”; (2) the statutory terms are clear and therefore not subject to administrative agency interpretation; (3) the Rule is an unreasonable interpretation of federal law, citing the Madden decision for the proposition that national banks enjoy preemption of state laws because they are subject to OCC oversight but that the Rule would enable… [read post]
9 Oct 2020, 10:28 am by Geoff Schweller
  In addition to whistleblower awards, the CFTC Whistleblower Program provides anti-retaliation protections to whistleblowers, as mandated by the Dodd-Frank Act. [read post]
11 Oct 2010, 5:22 am by Cailie Currin
Given all the responsibilities and reports mandated by Dodd-Frank, that will make for a busy 2011. [read post]
12 Oct 2015, 7:07 am by Mark J. Furletti
Furletti Last Thursday, I had the pleasure of teaching a class on payments and banking products to new lawyers at the American Bar Association’s Consumer Financial Services Institute. [read post]
1 Apr 2022, 6:01 am
The Logic and Limits of the Federal Reserve Act Posted by Lev Menand (Columbia University), on Friday, March 25, 2022 Tags: Banks, Central banking, Federal Reserve, Financial institutions, Financial regulation, Monetary policy, Shadow banking Board Leadership and Performance in a Crisis Posted by Rusty O’Kelley, Rich Fields, and Laura Sanderson, Russell Reynolds Associates, on Friday, March 25, 2022 Tags: Board… [read post]
17 Jan 2014, 10:58 am by Tom Kosakowski
Panelists: Sean Banks, Ombudsman, Shell Corporation; Nicholas Diehl, Ombudsperson, Asian Development Bank; Mary Chavez-Rudolph, JMS Association Management Professionals; and Indumati Sen, Ombudsman and Mediator, International Baccalaureate"The View From Nowhere: Neutrality in Theory and Practice" -- John Puckett, Founder and Principal, Ethics Partnerships, Ltd." [read post]