Search for: "In Re Securities and Exchange Commission"
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11 Jul 2011, 7:43 am
Not quite two weeks ago, we passed the midpoint of 2011, marking a perfect opportunity to continue ignoring our New Year’s resolutions — and to check in on that marvel of modern investing, the Edgar database at the Securities and Exchange Commission. [read post]
13 Sep 2009, 4:31 am
Securities and Exchange Commission Washington, D.C. [read post]
15 Feb 2018, 9:01 pm
“What we’re trying to seek is clarification that the limits can be enforced,” Lessig said. [read post]
16 Sep 2016, 6:18 am
He agreed to the fine in exchange for no further action by the state Ethics Commission, but the head of the ethics panel said Capouillez still faced possible criminal charges. [read post]
3 Oct 2011, 4:16 am
Kurland was Countrywide’s Chief Operating Officer, President, and the heir-apparent to CEO Angelo Mozilo who was recently indicted by the Securities and Exchange Commission (‘”SEC”) on charges of insider trading, among other things. [read post]
13 Feb 2023, 5:59 am
[xiv] The DOJ’s private equity healthcare antitrust concerns have also been echoed by the Federal Trade Commission (“FTC”). [read post]
17 Jul 2020, 7:14 pm
The first, remarks delivered by National Security Advisor Robert C. [read post]
NCSLT Litigation Moratorium? – Expect confusion, inconsistent implementation, and need for follow-up
22 Sep 2017, 2:27 pm
On Sep. 18, 2017 the CFPB issued an administrative CONSENT ORDER that requires Transworld Systems, Inc. [read post]
6 Feb 2019, 4:00 am
(See “the Good,” below) We’re also seeing retaliation and PR responses. [read post]
4 Nov 2010, 7:25 am
Securities and Exchange Commission that fines public companies when they record bribes inaccurately on their books and records, thereby masking the true value of the company’s shares. [read post]
30 Apr 2018, 7:51 am
These include: Transaction structure – each transaction structure requires some difference in representations (i.e. valid issuance in stock purchases and sufficiency of assets in asset deals), Whether the transaction is a public or private deal – public deals usually involve representations about a company’s Securities and Exchange Commission filings and afford buyers some additional comfort stemming from the requirements imposed on public… [read post]
22 Jul 2022, 8:55 am
Crypto Regulation Weekly: Congress Could Challenge Control SEC Seeks With Ripple SuitPYMNTS – July 20, 2022 All in all, this wasn’t a very good week for Securities and Exchange Commission Chairman Gary Gensler’s fight to win regulatory control over cryptocurrencies. [read post]
17 Dec 2020, 9:03 pm
Department of Homeland Security and U.S. [read post]
3 Sep 2009, 1:24 am
Court-appointed receiver Ralph Janvey escalated the rhetoric in his unusual public battle over attorney fees with the Securities and Exchange Commission in court papers filed Tuesday evening. [read post]
12 Oct 2009, 7:43 am
Introduction The decision of Judge Jed Rakoff in the settlement agreement between Bank of America (“BofA”) and the Securities and Exchange Commission (“SEC”) is one that could strike fear in the hearts of corporate attorneys everywhere. [read post]
5 Jul 2011, 8:30 am
Being challenged by a group of opposing shareholders, it was also reviewed by the Ontario Securities Commission (OSC). [read post]
10 Jun 2011, 4:48 am
Deloitte had requested that the bank confirmation process be re-done at the bank's head office. [read post]
31 May 2022, 6:06 am
“Replacement Theory” and the Genocide Worry In May 2022, a white supremacist with an assault rifle opened fire in a Tops Supermarket that served a predominantly Black neighbourhood of Buffalo, New York. [read post]
23 Dec 2010, 11:40 am
European Commission has legislative initiative, and strong soft powers/industry liaison. [read post]
8 Apr 2019, 1:41 pm
We’ve seen a proliferation of content delivery networks like Cloudflare anonymizing providers under the pretense of security. [read post]
