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15 Dec 2010, 10:19 am
No, it was probably smell of fear for his own precious Morgan Stanley career that inspired him to leave Dr. [read post]
19 Jul 2011, 9:11 pm
Wells Fargo settles MBS investors claims for $125 million, Housing Wire, July 8, 2011 Wells Fargo to Pay $125 Million to Settle Mortgage-Backed Securities Case, Bloomberg, July 7, 2011 More Blog Posts: Allstate Files Mortgage-Backed Securities Fraud Lawsuit Against Morgan Stanley, Institutional Investor Securities Blog, July 6, 2011 Bank of America Cop. [read post]
16 Feb 2016, 12:06 pm
While investors have suffered alarming losses in the oil and natural gas related investments, broker-dealers such as Citigroup, Barclays, Wells Fargo, Bank of America Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS and JP Morgan have made approximately $1.1 billion in fees and commissions from selling these products. [read post]
10 Apr 2008, 9:32 am
Other bond funds in trouble include Morgan Stanley Inst Limited Duration (down 8% year to date), Fidelity Ultra-Short Bond (down 7.12% year to date) and Van Kampen Limited Duration (down 6.8% year to date). [read post]
21 Sep 2008, 1:22 am
It's why Wachovia can consider a bid for Morgan Stanley. [read post]
8 Aug 2008, 3:31 pm
Those firms include the following: Morgan Stanley, Goldman Sachs, Bank of America, JP Morgan Chase, RBC, UBS, Wachovia/A.G. [read post]
3 Feb 2009, 5:57 am
., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
18 Jul 2008, 4:26 pm
Morgan Stanley UBS AG Freddie Mac Fannie Mae [read post]
9 Jun 2009, 6:44 pm
Those banks are: American Express, Bank of New York Mellon, BB&T, Capital One, Goldman Sachs, JP Morgan, Morgan Stanley, Northern Trust, State Street and U.S. [read post]
8 Aug 2008, 7:22 pm
Among the other firms being investigated for inappropriate sales of auction-rate securities are the following: Morgan Stanley, Goldman Sachs, Bank of America, JP Morgan Chase, RBC, Wachovia/A.G. [read post]
21 May 2020, 7:12 am
Karney, Amogh McGuire, Jesse JP Morgan Securities LLC Chase Investment Services Corp. [read post]
4 Apr 2009, 10:10 am
Amongst the financial institutions that are thus not subject to the PCA are JP Morgan Chase, Citigroup, Bank of America, Wells Fargo HSBC, Goldman Sachs, Morgan Stanley. . . . [read post]
14 Oct 2008, 5:00 pm
According to the New York Times, Treasury planned the following investments: Citigroup and JP Morgan Chase were told they would each get $25 billion; Bank of America and Wells Fargo, $20 billion each (plus an additional $5 billion for their recent acquisitions); Goldman Sachs and Morgan Stanley, $10 billion each, with Bank of New York Mellon and State Street each receiving $2 to 3 billion. [read post]
3 Jun 2010, 1:00 pm
Bernard, Teach For America Erika Irish Brown, Bank of America Merrill Lynch Ping Chen, Pfizer Sherrese Clarke, Morgan Stanley Lybra Clemons, The Brunswick Group Jeanine Conley, Baker & Hostetler Jocelyn Cooley, BET Networks Lisa Davis, Frankfurt Kurnit Klein & Selz PC Lorna Donatone, Sodexo Daphne Dufresne, RLJ Equity Partners Eileen B. [read post]
4 Jan 2007, 6:58 am
" The ruling is a significant victory for Morgan Stanley, Credit Suisse Group, and 10 other Wall Street firms, because many of the individual investors in the rejected class won't bother to pursue their claims separately or have the leverage to force the banks to agree to a generous settlement. [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp Devaney,… [read post]
9 Sep 2008, 3:22 pm
Specifically, regulators announced settlements, in principle, with UBS, Citigroup, Merrill Lynch, Morgan Stanley, Wachovia, Goldman Sachs, JP Morgan and Deutsche Bank. [read post]
20 Nov 2008, 2:50 am
Investment Firms with ARS Hotlines: Bank of America 1-866-638-4183 Deutsche Bank 1-866-926-1437 Citi 1-866-720-4802 JP Morgan 1-866-450-8470 Goldman Sachs 1-888-350-2857 Merrill Lynch 1-888-706-1381 UBS 1-800-253-1974 Morgan Stanley 1-800-566-2273 Wachovia 1-866-283-794 Meantime, more investigations are under way into the sales practices of US firms that marketed and sold auction-rate securities to investors. [read post]
2 Aug 2010, 11:17 am
The practice of paying bonuses is alive and well again on Wall Street: Goldman Sachs is on pace to hand the average worker $544,000 in salary and bonuses; JP Morgan Chase's average is about $425,000 and Morgan Stanley employees could each collect $260,000. [read post]
22 Sep 2008, 11:55 am
Brands like CITI, MERRILL LYNCH, JP MORGAN, GOLDMAN SACHS, UBS, MORGAN STANLEY and AIG all lost ground over last year - and in the midst of this market correction, it’s a safe bet that these brands will continue to lose value over the next year. [read post]
