Search for: "Securities Investor Protection Corporation"
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1 Feb 2017, 7:52 am
--Will Chinese investors/multinationals be trendsetters or adjust to local conditions of terms of corporate governance, labour standards, environmental protection and generally in terms sustainability? [read post]
20 Dec 2019, 8:25 pm
These steps help to more fully realize the goals of investor welfare and reduce the cost of capital in securities markets. [read post]
18 Feb 2019, 4:34 pm
investors. [read post]
31 Mar 2023, 9:00 am
“As reflected in these results, the Enforcement Division is working with a sense of urgency to protect investors, hold wrongdoers accountable and deter future misconduct in our financial markets,” said Gurbir S. [read post]
22 Feb 2012, 12:46 am
Indemnification is the first and most important line of defense for the protection of directors and officers. [read post]
11 Feb 2019, 6:00 am
The company says it has secured investor funding of an undisclosed amount and is working to complete its first software product, ObscurePI, which it has slated for release in the spring. [read post]
16 May 2022, 9:01 pm
Ordinarily at an event like this one, I’d speak about all the ways in which we are working to protect investors, including our increased focus on the private fund space, the additional resources we’ve committed to our Crypto Assets and Cyber Unit, and other enforcement priorities. [read post]
29 Sep 2009, 12:35 pm
This simplified and streamlined request for production of documents is directed to (a) the Securities Investor Protection Corporation and all of its officers, employees, directors, personnel, representatives, agents, and hired organizations or persons, and (b) the SIPC Trustee and all of his employees, personnel, representatives, agents, and hired organizations or persons. 2. [read post]
7 Jan 2010, 6:19 am
Rodgin Cohen is a partner and chairman of Sullivan & Cromwell LLP focusing on acquisition, corporate governance, regulatory and securities law matters. [read post]
31 Aug 2015, 5:54 pm
Wyndham Worldwide Corporation. [read post]
14 Sep 2022, 7:31 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 May 2021, 10:40 am
One Board seat remains vacant.At the time, Clayton issued a public statement in which he described the new Board thus: "The new Board’s collective experience spans the phases of the financial reporting process, and also includes: senior positions in the executive and legislative branches of government, government investigations, military service, SEC investor advisory committee service, board member service, experience in teaching and writing about corporate and… [read post]
22 Sep 2020, 7:24 am
"Justice Ginsburg's powerful intellect and determination shaped decisions that had meaningful impacts for all Americans, including our nation's investors. [read post]
22 May 2019, 3:56 am
Speaking recently at CoinDesk’s Consensus 2019 conference, Valerie Szczepanik, SEC Associate Director of the Division of Corporation Finance and Senior Advisor for Digital Assets and Innovation (often referred to as the SEC’s “Crypto-Czar”) expressed significant concern about IEOs. [read post]
4 May 2012, 6:51 am
Securities Exchange Commission (SEC) or Congress information about corporate fraud or the violation of federal securities law violations at work. [read post]
3 May 2019, 8:51 am
Free Consultation with a Securities Attorney The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Jun 2007, 7:49 am
“The Stoneridge gambit has nothing to do with investor protection,” the editorial says. [read post]
14 Aug 2020, 10:21 am
Filing a Complaint against your Brokerage Firm The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
21 Aug 2019, 11:43 am
No other country comes close in terms of providing and enforcing this level of investor protection around the proxy voting process. [read post]
19 Dec 2018, 6:06 am
Other overarching questions include how to “simplify” the reporting process for investors, how to “maintain” or “enhance” investor protections afforded by periodic reports but also reduce burdens on companies, and to grasp how required reports, earnings releases, and earnings guidance, influence companies’ short-term views. [read post]
