Search for: "Securities Investor Protection Corporation"
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1 Dec 2016, 7:27 am
Although there are changes coming to the highest level of the SEC, the vast majority of the SEC personnel are staying in place and continuing their efforts to protect investors. [read post]
29 Nov 2016, 9:25 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
29 Nov 2016, 8:41 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
29 Nov 2016, 8:30 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
25 Nov 2016, 1:01 am
Securities and Exchange Commission, on Saturday, November 19, 2016 Tags: Accountability, Algorithmic trading, Corporate crime, Disclosure, Financial regulation, Financial reporting, Insider trading, Investor protection, Market conditions, Misconduct, Private equity, SEC, SEC enforcement, SEC investigations, Securities enforcement, Securities litigation, Securities regulation, Whistleblowers Lower Performance for Target Pay? [read post]
23 Nov 2016, 9:13 am
Its attempt to obtain and store every investor's private investment data? [read post]
23 Nov 2016, 8:26 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
22 Nov 2016, 7:30 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Nov 2016, 11:47 am
The White Law Group, LLC is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
20 Nov 2016, 5:17 pm
-style securities class action lawsuits. [read post]
20 Nov 2016, 12:50 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
19 Nov 2016, 6:49 am
How we go about our job is thus critical to the protection of investors and the integrity of our capital markets. [read post]
18 Nov 2016, 1:00 am
Securities and Exchange Commission, on Tuesday, November 15, 2016 Tags: Accounting, Asset management, Capital formation, Compliance and disclosure interpretation, Cybersecurity, Derivatives, Dodd-Frank Act, FAST Act, Financial technology, Investor protection, JOBS Act, Misconduct, Oversight, Risk oversight, SEC, Securities enforcement, Securities regulation, Swaps, Whistleblowers Actual Share Repurchases, Price Efficiency, and the Information Content… [read post]
17 Nov 2016, 1:25 pm
What can governments, civil society, investors and progressive companies do to counteract this trend? [read post]
15 Nov 2016, 12:23 pm
His proposed corporate tax rate of 15 percent seeks to make it easier for domestic firms to repatriate earnings, and also make the U.S. more attractive to foreign investors. [read post]
11 Nov 2016, 6:52 am
Spiegel, Skadden, Arps, Slate, Meagher & Flom LLP, on Friday, November 4, 2016 Tags: Accountability, Attorney-client privilege, Compliance & ethics, Corporate crime, General counsel, Inside counsel, Liability standards, Misconduct, Securities enforcement, Securities fraud Brexit on Ice? [read post]
11 Nov 2016, 4:07 am
” Section 13(d), instead, “is intended to ‘alert investors in securities markets to potential changes in corporate control and . . . provide them with an opportunity to evaluate the effect of these potential changes. [read post]
9 Nov 2016, 8:49 am
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of corporate, securities, and intellectual property law. [read post]
7 Nov 2016, 2:47 pm
The definition of “financial product or service” excludes a financial product or service “regulated for the purpose of consumer or investor protection by any other state agency, state department or state public authority. [read post]
7 Nov 2016, 5:24 am
Proper documentation is not a luxury to be used only by major corporations. [read post]
