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2 Jun 2017, 6:25 am
Posted by Robbie McLaren and Nick Cline, Latham & Watkins LLP, on Monday, May 29, 2017 Tags: Acquisition agreements, Cross-border transactions, Deal protection, EU, Europe, International governance, Leveraged acquisitions, Mergers & acquisitions, Taxation, UK 2017 Venture Capital Report Posted by Mick Bain and Lia Der Marderosian, Wilmer Cutler Pickering Hale and Dorr LLP, on Tuesday, May 30, 2017 Tags: Capital formation, Equity-based compensation, Executive… [read post]
6 Apr 2009, 10:48 pm
The Edwards campaign didn't immediately respond to a request for comment today.Separately, the Los Angeles Times reported today that former Massachusetts Governor Mitt Romney, a Republican candidate, used shell companies in at least two offshore havens while running Bain Capital LLC, the Boston-based private-equity firm. [read post]
2 Nov 2010, 5:46 pm
Criminal law -- Habeas corpus -- Murder -- Death penalty -- Counsel -- Ineffectiveness -- Sentencing phase of capital trial -- Failure to investigate and present mitigating evidence concerning petitioner's mental health at time of crime -- State court's determination that petitioner's trial counsel was not constitutionally ineffective in preparing for sentencing phase of trial was neither contrary to nor an unreasonable application of clearly established federal law -- Court… [read post]
19 Oct 2011, 12:10 pm
Of course, no one is forced to invest in one of these LLCs or LLPs. [read post]
31 Oct 2011, 12:36 pm
The CFTC reports that as of the end of August, MF Global had $7.2 billion of customer funds in segregated accounts. [read post]
22 Dec 2018, 8:23 am
Kelley is accused of promising that he would invest investor funds in a variety of investment products including private placements and real estate funds. [read post]
19 Dec 2019, 10:13 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRARBC Capital Markets, LLC (CRD #31194, New York, New York) Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish and maintain a reasonable supervisory system governing the delivery… [read post]
2 Oct 2012, 5:13 pm
Savitr Capital, LLC. [read post]
17 Dec 2008, 12:13 pm
Madoff Investment Securities LLC. [read post]
22 Jul 2014, 7:00 am
Thereafter, he was associated with eight different firms including Maxim Group LLC, ICM Capital Markets, LTD, vFinance Investments, Inc., Halcyon Cabot Partners, LTD. [read post]
4 Aug 2009, 6:05 am
" "MCC's funding source, XE Capital, has been described elsewhere as a 'hedge fund' that invests in life settlements. [read post]
7 Feb 2020, 11:41 am
According to Armstrong’s publicly disclosed records the only outside business activities disclosed including Coopcade Capital LLC and First Hope Bank. [read post]
26 Jan 2024, 8:58 am
Venture capital fund advisers that are subject to the Advisers Act and have made required filings with the SEC. [read post]
7 Dec 2011, 2:18 pm
(Their firm is no longer in business), and then was employed briefly in 2010 by JHS Capital Advisors, Inc. and The Investment Center, Inc. [read post]
17 Dec 2008, 5:18 pm
If so, the investor may be subject to potential claims from the bankrupt estate to collect funds. [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
1 Jun 2011, 2:59 am
. , American Hotel Group, Inc. d/b/a American Hospitality Group, Keystone International, LLC, The Corcoran Funding Group and Suzuki Capital Funding, Ltd. [read post]
5 Sep 2014, 5:00 am
For Hedge Fund Whistleblower, Waiting Was the Hardest Part by Lillian Rizzo in WSJ.com’s Risk and Compliance Journal When Frank Harrison decided in 2009 to go to the Federal Bureau of Investigation with allegations of fraud at hedge fund New Stream Capital LLC, he wasn’t prepared for one of the most nerve-wrecking aspects of being an informant—a long wait with little inkling of action being taken The FBI’s Interesting Endgame with Michael… [read post]
17 Oct 2012, 1:56 pm
SEC Files Complaint Against Hedge Fund The SEC filed a complaint on Wednesday alleging that a hedge fund, which at one point managed as much as $1 billion in assets, lied to its investors about performance and asset values to earn higher management fees. [read post]
17 Jun 2022, 1:38 pm
Examination of PPP Lender Fraud Case In March 2022, the DOJ announced the arrest of Rafael Martinez, the CEO of MBE Capital Partners, LLC. [read post]
