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27 Oct 2023, 7:47 pm by Katelynn Minott, CPA & CEO
All-inclusive services, however, may reach up to $25,000 USD or more. [read post]
3 Dec 2009, 7:08 am
The release also states in a footnote that Rule 301(b)(10) of Regulation ATS “requires an ATS to establish adequate safeguards and procedures to protect subscribers’ confidential trading information” and that “[t]o meet this requirement, an ATS that markets itself as a dark pool, yet sends IOIs to third parties regarding subscriber orders, should adequately explain its use of IOIs to its subscribers. [read post]
13 Oct 2020, 6:25 am by Kevin Kaufman
[1] Key Findings An ideal tax code is one that is simple, transparent, neutral, and stable, but many states, including Nebraska, have certain tax provisions that depart from these principles of sound tax policy. [read post]
29 Jan 2009, 2:44 pm
This new bill, the Hedge Fund Transparency Act, does everything the previous version did and a bit more. [read post]
4 Jan 2017, 3:55 pm by nedaj
Every CA RIA that has discretionary authority over client funds or securities but does not have custody, must maintain at all times a minimum net worth of $10,000. [read post]
25 Jul 2023, 9:05 pm by renholding
  This pure financial case does not generally obtain for other elements of ESG. [read post]
5 Jan 2015, 3:31 pm by nedaj
Section 16 filings are required for “corporate insiders” (including beneficial owners of 10% or more of a registered voting equity security). [read post]
11 Aug 2023, 6:05 am by Santiago Stocker
This does not include illicit arms transfers to Mali and other countries. [read post]
4 Dec 2023, 6:31 am by Bob Ambrogi
sid=37c94ecc-362e-4012-892b-ce84b7c8df4a Founded: 10/28/2020, Vancouver, BC, Canada Target customer: Solos, small and medium size firms. [read post]
29 Jan 2011, 4:19 pm by Joseph C. McDaniel
The loan agreement contained a clause stating that Dumont would be in default if she was involved in a bankruptcy proceeding, also known as an "ipso facto" clause.[1] Dumont filed for Chapter 7 bankruptcy protection in 2006, subsequent to the effective date of the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 ("BAPCPA"), Pub.L. [read post]
15 Apr 2017, 7:10 am by Ed. Microjuris.com Puerto Rico
Replicating this debt structure through one or more debt exchanges perpetuates an unwieldy and opaque capital structure and does a disservice to both Puerto Rico and its creditors. [read post]
2 Jun 2019, 4:31 pm by Omar Ha-Redeye
A striking feature of these reports is how the conclusions and recommendations are so similar to studies done 10, 20, or even 30 years ago. [read post]
4 Jun 2012, 2:48 pm by Rebecca Tushnet
  It does not make sense to a non-copyright lawyer that a fair use might still be in violation of the anticircumvention law, and so they don’t think of it or even believe it. [read post]
20 Aug 2018, 12:02 pm by William Ford
Event Announcements (More details on the Events Calendar) Wednesday, Aug. 22 at 10:00 a.m.: The Brookings Institution will host a panel discussion on “Reimagining the U.S. [read post]
11 Jun 2018, 9:14 am by Victoria Clark
Thursday, June 14th at 10:00 am. [read post]
16 Jul 2018, 3:00 am by Victoria Clark
On Tuesday, July 17 at 10:00 a.m.: The House Subcommittee on National Security will hold a hearing on A New Horizon in U.S. [read post]