Search for: "Securities Investor Protection Corporation"
Results 2321 - 2340
of 4,476
Sort by Relevance
|
Sort by Date
4 Nov 2016, 1:01 am
Ibrahim, William & Mary Law School, on Wednesday, November 2, 2016 Tags: Capital formation, Crowdfunding, Investor protection, IPOs, JOBS Act, SEC, SEC rulemaking, Securities regulation,Small firms, Tech companies ISS Proposes New 2017 Voting Policies Posted by Lyuba Goltser, Weil, Gotshal & Manges LLP, on Wednesday, November 2, 2016 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Executive Compensation, Institutional Investors,… [read post]
3 Nov 2016, 9:30 pm
Department of Justice (DOJ) and the state of California, and which is reportedly likely to focus on whether Wells Fargo should have disclosed to its investors the fact that it was being investigated for opening unauthorized consumer accounts before a $185 settlement between the bank and the Consumer Protection Financial Bureau (CFPB) was announced in September. [read post]
31 Oct 2016, 10:55 pm
This information is provided by The White Law Group, a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
30 Oct 2016, 10:55 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Oct 2016, 7:37 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Oct 2016, 1:00 am
Securities & Exchange Commission, on Wednesday, October 26, 2016 Tags: Bonds, Broker-dealers, Dodd-Frank Act, Due diligence, Information asymmetries, Institutional Investors, Investor protection, Misconduct, Municipal securities, Pension funds, Public finance, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Gender Differences in Executives’ Access to Information Posted by H. [read post]
27 Oct 2016, 8:18 am
Second, the Commission will consider recommendations for final rules to further facilitate companies’ access to capital through intrastate and regional securities offerings, with accompanying investor protections provided by state and federal law. [read post]
24 Oct 2016, 7:30 am
And more security won’t keep out asylum seekers, because when people arrive at our border seeking protection, they often seek out Border Patrol agents for help. [read post]
22 Oct 2016, 6:45 pm
And, because they operate as a quasi private capacity, they might owe only a corporate responsibility to respect human rights, rather than a state duty to protect them. [read post]
21 Oct 2016, 1:00 am
Langevoort, Georgetown University Law Center, on Thursday, October 20, 2016 Tags: Behavioral finance, Compliance & ethics, Disclosure, Diversity, Information environment, Insider trading, Investor protection, Market efficiency, Misconduct, Overconfidence, Securities regulation Voting Standards Are Not that Standard Posted by Daniel E. [read post]
20 Oct 2016, 1:02 am
In a new book—Selling Hope, Selling Risk: Corporations, Wall Street and the Dilemmas of Investor Protection—I explore what it means for securities regulation if we take seriously ways that cultural and cognitive biases affect the behavior of more than just ordinary investors. [read post]
14 Oct 2016, 6:05 am
Nicholas, Bernstein Litowitz Berger & Grossmann LLP, on Wednesday, October 12, 2016 Tags: Fraud-on-the-Market, Investor protection, Liability standards, Section 10(b), Securities enforcement, Securities fraud, Securities litigation, Shareholder suits, U.S. federal courts Significant Activity in All Sectors as Financial Institutions Innovate and Evolve Posted by Edward D. [read post]
10 Oct 2016, 6:24 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Oct 2016, 4:00 am
The rule is designed to streamline small, local investment rounds for startups and high-growth companies, while still providing appropriate investor protection. [read post]
7 Oct 2016, 3:00 am
This Debevoise memo reviews the disclosure practices of Fortune 100 companies for data security breaches. [read post]
5 Oct 2016, 3:58 am
What this means is that unless your contract explicitly provides you with protections, you probably have no protections. [read post]
4 Oct 2016, 10:21 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Oct 2016, 3:58 am
Our China lawyers have been getting an influx of cases from investors and their lawyers seeking help in suing Chinese companies in U.S. courts for corporate governance violations. [read post]
30 Sep 2016, 6:09 am
Nagy, Indiana University, on Monday, September 26, 2016 Tags: Compliance & ethics, Duty of loyalty, Exchange Act, Fiduciary duties, Inside information, Insider trading, Liability standards, Regulation FD, Rule 10b-5, SEC enforcement, Securities enforcement, Securities fraud, Securities litigation,Securities regulation, STOCK Act, Supreme Court How to Disclose a Cybersecurity Event: Recent Fortune 100 Experience Posted by Luke Dembosky and Jeremy Feigelson,… [read post]
29 Sep 2016, 5:08 pm
The agreements defined the “Settlement Class” broadly to include any investor who bought any publicly-traded AIG securities over a roughly five and a half-year period, but to exclude “any parent, subsidiary, affiliate, officer, or director of AIG. [read post]
