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Deutsche Bank Subsidiary DWS to Pay $25 Million  
25 Sep 2023, 12:27 pm by The White Law Group
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Oakdale Wealth Management Advisers | Investigation
15 Apr 2019, 11:03 am by Renae Lloyd
Linn Energy Nuveen Diversified Commodity Fund United States Natural Gas Fund, L.P. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Gary A. Forest, American Portfolio | Woodbridge Losses 
12 Apr 2019, 11:07 am by Renae Lloyd
FINRA states in a Letter of Acceptance, Wavier & Consent, that between September 2016 and November 2016, Forest allegedly solicited investors to purchase promissory notes relating to the Woodbridge Group of Companies LLC, a purported real estate investment fund. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
On Ethics, Rhetoric and Civility: A Response to Professor Frankel
19 Jan 2015, 8:04 am by Harvey L. Pitt, Kalorama Partners, LLC,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Private Equity and the Custody Rule
8 Jun 2010, 5:00 am by Doug Cornelius
Rule 206(4)-2 applies only to clients’ funds and securities. [read post]
Compliance Building - http://www.compliancebuilding.com
How Do I Get Approval For SSDI/SSI If I Cannot Afford Health Care?
5 Aug 2022, 3:00 am by Jay Butchko
These clinics are partially funded by donations, tax dollars, and other sources, enabling you to receive treatment for less. [read post]
Maryland Social Security Disability Lawyers Blog - https://www.steinhardtlawfirm.com/blog/
Make It Last – Ep 53 – How To Select a Great Executor or Power of Attorney, How To Plan for Care if You’re Single, and The Real Cost of a Non-Best-Interest Financial Advisor
28 Apr 2018, 1:00 am by Victor Medina
” Helping you keep your legal ducks in a row, and your nest eggs secure. [read post]
New Jersey Estate Planning Center Blog - http://www.jerseyestateplanning.com/blog/
Essex Capital Corporation Charged By SEC In $80 Million Fraud – Investor Recovery Options
22 Jul 2018, 6:47 am by Staff Attorney
Under the securities laws financial advisors must conduct due diligence and have a reasonable basis for their investment recommendations. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Essex Capital Corporation Charged By SEC In $80 Million Fraud – Investor Recovery Options
22 Jul 2018, 6:47 am by Staff Attorney
Under the securities laws financial advisors must conduct due diligence and have a reasonable basis for their investment recommendations. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
COVID Frauds of the Week: PPP Loan Scams Continue, NFL Player Charged
11 Sep 2020, 1:03 pm by luiza
Prosecutors say the brothers used the money for personal expenses like home improvements, a vehicle, and securities purchases. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
Guest Post: How the Supreme Court’s Loughrin Decision May Narrow the Scope of Securities Fraud
11 Sep 2015, 2:01 am by Kevin LaCroix
Monarch Funding Corp., 192 F.3d 295, 308 (2d Cir. 1999); Pagel Inc. v. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC Charges Litigation Marketing Company With Bilking Retirees
15 Apr 2016, 9:21 am by Mark Astarita
Rosen and supervised by John Berry.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Grove Point Investments (H. Beck) Regulatory History Overview
13 Aug 2024, 10:19 pm by The White Law Group
Allegations include unsuitable investments in Exchange Traded Funds, Private Placements, and Equity Securities, among others. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Bankrupt(cy) Logic: TERI got paid for providing a private student loan guaranty, ergo TERI "funded" the loan program
15 Aug 2019, 11:24 pm by MOTP
It also ended Wall Street's appetite for Marblehead SLABS (Student Loan Asset Backed Securities). [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
Update on Former Ohio Brokers Jeffrey L. Gainer and Jerry A. Cicolani, Jr.
30 Jun 2014, 8:59 am by D. Daxton White
The White Law Group, LLC is a securities fraud, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims throughout the United States. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Top Ten State Fraud Recoveries of 2021
21 Jan 2022, 2:17 pm by luiza
LLC, J.P. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
Top Ten State Fraud Recoveries of 2021
21 Jan 2022, 2:17 pm by luiza
LLC, J.P. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
Countrywide Settles Lawsuit Saying It Misled Investors About Loans' Safety
12 May 2010, 7:04 am
The plaintiffs were led by the New York State Common Retirement Fund, one of several pension funds involved. [read post]
California Bankruptcy Attorney Blog - http://www.californiabankruptcyattorneyblog.com/
Update on Proposed REIT Regulations
30 Apr 2013, 9:34 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.For more information on The White Law Group, please visit  http://www.whitesecuritieslaw.com. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Recovery of Redwood Mortgage Investors VIII
28 Mar 2014, 11:08 am by D. Daxton White
‘ The loans are secured by California real estate and funded through mortgage pools. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/