Search for: "Frank Banks"
Results 2341 - 2360
of 5,206
Sorted by Relevance
|
Sort by Date
12 May 2022, 5:14 am
" He explained that a form of security-based swaps played an important role in the crisis as banks used credit default swaps to hedge their bank loan portfolios—"or so they thought. [read post]
26 Apr 2013, 8:44 am
Frank DeSimone, 40, Charlotte, North Carolina, is charged with racketeering conspiracy, securities fraud, wire fraud to defraud investors and money laundering. [read post]
10 Mar 2011, 8:00 am
In addition, the Agencies propose expanding coverage beyond that required by Dodd-Frank to include uninsured branches and agencies of non-U.S. banks and the Federal Home Loan Banks. [read post]
30 Oct 2014, 7:45 am
In the wake of the financial crisis of 2008, the Dodd-Frank legislation authorized the Securities Exchange Commission (SEC) to pass a fiduciary duty rule that would apply to brokers, as opposed to only financial advisors. [read post]
29 Apr 2019, 10:28 am
Giancarlo also provided some historical context, observing that a critical component of the 2008 financial crisis was the inability of regulators to assess and quantify the counterparty credit risk of large banks and swaps dealers. [read post]
8 Apr 2013, 8:42 am
Physics for nonphysicists / Frank R. [read post]
31 Jul 2017, 7:36 am
” The SEC made the award even though the claimant did not comply with Exchange Act Rule 21F-9(d), relating to submission of a signed Form TCR and submissions after the Dodd-Frank Act was enacted but before the effective date of SEC whistleblower rules. [read post]
25 Feb 2016, 9:56 am
A climate of regulatory uncertainty and compliance cost burdens has hindered access to capital by reducing the number of banks and certain types of money markets funds and increased costs to borrowers, said Anthony J. [read post]
14 Jun 2013, 2:14 pm
Finally, the edition at issue ran a story about another child of the Dodd-Frank Act—the Bureau of Consumer Financial Protection—scrutinizing bank overdraft fee practices. [read post]
30 Jul 2019, 12:45 pm
The reporting by Marc Frank for Reuters follows. [read post]
7 Dec 2013, 10:38 am
Credit risk is the potential for the central counterparty to incur losses after it closes out a defaulter's positions and liquidity risk is the possibility that a central counterparty will not have sufficient cash on hand to timely meet its payment obligations.Recently, the German central bank, the Bundesbank, called for enhanced risk management at derivatives central counterparties. [read post]
12 Aug 2011, 5:12 am
The handsome cat in this picture is Frank Sykora. [read post]
17 Dec 2013, 9:24 pm
State AGs have authorization to bring actions under Title X of the Dodd-Frank Act (other than against national banks and federal thrifts). [read post]
21 Jun 2010, 6:22 pm
I would characterize this as one of the most rebloggingest blog posts I've ever written, but for those interested in who is winning the afternoon of financial reform (and I am one), here's Barney Frank's summary of the agreement so far; you'll note there isn't yet agreement on what to do with derivatives, the Volcker Rule, Frannie (which may not get addressed at all), and consumer protection. [read post]
11 Jul 2012, 11:25 am
The Consumer Financial Protection Bureau (CFPB), created in 2011 by the Dodd-Frank Act, is currently conducting a study into mandatory arbitration clauses and their adverse impact on consumers’ ability to seek remedies for consumer protection violations. [read post]
18 Jan 2007, 3:22 pm
The Nets, soon to move to their new Brooklyn home, have made a deal with Barclays plc, the British bank, for to give it a name. [read post]
12 Nov 2010, 10:05 am
In particular, the G-20 pledged to implement fully the new bank capital and liquidity standards and address too-big-to-fail problems.Also, with the European Parliament having just passed legislation similar to Dodd-Frank to regulate hedge funds, the G-20 committed to work in an internationally consistent and non-discriminatory manner to strengthen regulation of hedge funds, OTC derivatives and credit rating agencies. [read post]
19 Nov 2015, 11:45 am
He discussed the expanded small business lending data collection requirements of Dodd-Frank Section 1071, and indicated that the CFPB is in the process of standing up an interdisciplinary team to implement Section 1071. [read post]
16 Sep 2011, 7:28 am
The Consumer Financial Protection Bureau (CFPB) was created last year through the Dodd-Frank Wall Street and Consumer Protection Act of 2010. [read post]
30 Oct 2018, 11:26 am
The new law is already encouraging more whistleblowers to come forward,” said Dean Zerbe of the law firm of Zerbe, Miller, Fingeret, Frank & Jadav, LP . [read post]
