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26 Apr 2013, 6:03 am
She helped draft the consumer protection provisions of the Dodd-Frank financial reform law as a counsel to then-Senate Banking Chairman Chris Dodd. [read post]
25 Apr 2013, 9:46 am
Prior to the Dodd-Frank Act, only the federal banking regulators and the Federal Trade Commission were required to adopt red flags rules applicable to the entities under their jurisdiction. [read post]
25 Apr 2013, 9:12 am
It's way too Frank Capra to be as convincing to the dispassionate observer as one might have liked.In a way, this is what Bartels' paper examines. [read post]
24 Apr 2013, 12:52 pm
” The study was mandated by Congress in Section 1028 of the Dodd-Frank Act. [read post]
22 Apr 2013, 2:43 pm
Securities and Exchange Commission made its first whistleblower award under the Dodd-Frank program. [read post]
22 Apr 2013, 2:41 pm
The Dodd-Frank Act, by contrast, applies to RMBS offerings that violate federal securities laws. [read post]
21 Apr 2013, 10:19 am
Senator Warner operates in a bi-partisan manner and is well-versed in the issues around financial regulation. he was a key player in drafting Titles I and II of the Dodd-Frank Act. [read post]
21 Apr 2013, 8:23 am
Editor's Note: The following post comes to us from Charles Horn, partner focusing on banking and financial services matters at Morrison & Foerster LLP, and is based on a Morrison & Foerster memorandum by Mr. [read post]
19 Apr 2013, 3:46 am
Trading & Markets has significantly expanded rule-writing and supervisory responsibilities under Dodd-Frank and the JOBS Act, and the increased sums would be dedicated to satisfying those responsibilities [read post]
17 Apr 2013, 1:43 pm
Frank Stronach introduced compensation linked to profitabilty of the business unit. [read post]
16 Apr 2013, 9:00 pm
Under Section 1022 of Dodd-Frank, the CFPB can demand data from banks and other supervised entities outside of the examination process. [read post]
16 Apr 2013, 1:52 am
I mentioned above that during the period February to April 2010, 49 banks closed, but of those 49 bank failures, 23 occurred in April 2010 alone (a very busy month for bank failures). [read post]
12 Apr 2013, 6:55 pm
From Senator Hawes' collection, the spurs were then procured by Alabama Congressman Frank W. [read post]
12 Apr 2013, 5:00 am
Hedge Fund Survey Shows Misconduct Believed to be Widespread by Bruce Carton in Compliance Week A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing under a program such as the SEC’s new whistleblower program under Dodd-Frank. [read post]
12 Apr 2013, 5:00 am
Hedge Fund Survey Shows Misconduct Believed to be Widespread by Bruce Carton in Compliance Week A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing under a program such as the SEC’s new whistleblower program under Dodd-Frank. [read post]
11 Apr 2013, 9:30 pm
The Chamber of Commerce recommended amending and repealing controversial provisions of the Dodd-Frank Act. [read post]
10 Apr 2013, 9:53 am
The largest association of lawyers - the Panama Bar Association - and several important law and business associations have been against the custody, while a few law firms (Mossfon and a few others already with custody licenses in BVI and elsewhere) and the banking sector have expressed their support. [read post]
10 Apr 2013, 5:56 am
Darryl Banks, Vice President for Energy Policy, Center for American Progress Brian Castelli, Executive Vice President, Programs and Development, Alliance to Save Energy Donald Santa, President and CEO, Interstate Natural Gas Association of America 5:30 pm: Adjourn [read post]
8 Apr 2013, 8:42 am
Physics for nonphysicists / Frank R. [read post]
4 Apr 2013, 5:20 am
Dodd-Frank created a concept of systemically important, trying to create additional oversight for “financial companies” that could be too big to fail. [read post]
