Search for: "In Re Securities and Exchange Commission"
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21 Jul 2010, 12:34 pm
Companies that use minerals from the Congo in their products – like our blackberries, computers, digital cameras… – will now be forced to disclose to the Securities and Exchange Commission the steps they’re taking to ensure they aren’t using minerals from the Congo that fuel human rights abuses. [read post]
19 Jul 2010, 2:54 pm
There are mandatory rules that apply to public companies (or companies with registered debt) that are in the Sarbanes-Oxley Act of 2002 and rules written by the Securities and Exchange Commission to implement the Act. [read post]
16 Jul 2010, 2:44 pm
He supposedly ran an investment firm that went bankrupt in 1970, earning him a lifetime trading ban from the Securities and Exchange Commission. [read post]
13 Jul 2010, 7:07 am
LAWYER WHISTLEBLOWER ETHICS ISSUES – A DIFFICULT DUTY By: Bill Wernz How should an in-house lawyer’s employment rights and duties be balanced with the ethics and fiduciary obligations of confidentiality? [read post]
12 Jul 2010, 12:35 pm
(For example, in exchange for signing a contract with a given gauze maker, a GPO might get a percentage of whatever the company made selling gauze to members.) [read post]
12 Jul 2010, 6:38 am
Smith will be entitled to certain compensation benefits, subject to certain conditions relating thereto, each as previously disclosed in Ciena’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 5, 2010. [read post]
8 Jul 2010, 10:31 am
The Securities and Exchange Commission is investigating the sale of $200 million in collateralized debt obligations (CDOs) to several Wisconsin school districts, according to a recent Wall Street Journal article by Meena Thiruvengadam and Kelly Nolan (“SEC Investigates Failed CDOs Sold to Wisconsin Schools”). [read post]
8 Jul 2010, 7:22 am
For example, one SWF purchased Costa Rican bonds in exchange for Costa Rica's termination of diplomatic recognition of Taiwan. [read post]
8 Jul 2010, 7:00 am
In this, you’re not alone. [read post]
3 Jul 2010, 9:33 am
The Securities and Exchange Commission (SEC) will develop a solution for the conflicts of interest that currently exist and are partly responsible for the incorrect and deceptive ratings of the past. [read post]
2 Jul 2010, 9:16 am
Should we re-occupy Austria? [read post]
2 Jul 2010, 7:30 am
… And in case you missed it: Just ahead of yesterday’s Canada Day celebrations, the Securities and Exchange Commission accused a company controlled by two Canadians of penny-stock manipulation using Facebook and Twitter, in what we’re told may be first-of-its-kind social-media fraud litigation for the agency. [read post]
1 Jul 2010, 8:22 am
” The Securities and Exchange Commission recently announced it was deferring approval of new ETFs that use derivatives, and the SEC and the Financial Industry Regulatory Authority Inc. [read post]
30 Jun 2010, 8:33 pm
In this case – less well-known than the other three decided Monday, but no less important in many ways – the Court held that members of a Public Company Accounting Oversight Board may be removed for reasons other than good cause, because the Securities and Exchange Commission oversees the Board. [read post]
30 Jun 2010, 8:51 am
We’re getting into the territory not of sound municipal finance but of socially motivated global development agencies. [read post]
29 Jun 2010, 11:22 am
Apart from requiring that PCAOB members could be removed by the Securities and Exchange Commission “at will” rather than “for cause”, the Court did not require any significant changes in the operation of the PCAOB.All is well also on the flip side.The 2002 Sarbanes-Oxley act is also safe.Opposers to the act, who were hoping that this case might shut down the legislation, or at minimum, force Congress to re-examine its foundation and lessen… [read post]
28 Jun 2010, 5:15 am
•Strengthening social safety nets, enhancing corporate governance reform, financial market development, infrastructure spending, and greater exchange rate flexibility in some emerging markets; •Pursuing structural reforms across the entire G-20 membership to increase and sustain our growth prospects; and •Making more progress on rebalancing global demand. [read post]
23 Jun 2010, 8:30 am
Prior to Johns Hopkins, Harley consulted for the Nuffield Trust on health and security issues, was a program associate with the California Endowment, and worked as an interviewer and analyst on the Baltimore City needle exchange vans. [read post]
21 Jun 2010, 2:18 am
Validus Holdings of Bermuda said in its 8-K filings with the Securities and Exchange Commission its estimate was $293 million, higher than its original range of $170 to $270 million.Munich Re said that reliable forecasts had been difficult until now because of low primary insurer retentions, ongoing business interruption losses, and a high proportion of individually reinsured production facilities and buildings. [read post]
18 Jun 2010, 9:10 am
Id.Parties in interest may object to confirmation, including creditors whose claims are affected by the plan, an organization of employees of the debtor, and other tax payers, as well as the Securities and Exchange Commission. 11 U.S.C. [read post]
