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22 Jun 2007, 4:00 am
When Slater & Gordon in Australia became the first law firm in the world to go public last month, it turned up the heat on lawyers around the world to do the same.U.K. lawyers may be poised to follow Australia... [read post]
30 Aug 2023, 12:44 pm by Joe Patrice
AI may not be able to solve every legal problem, but it can get lawyers paid. [read post]
15 May 2009, 3:21 pm
On May 14, 2009, the SEC filed an emergency civil injunctive action in the United States District Court for the District of New Jersey charging two investment firms and their two owner-managers with securities fraud. [read post]
23 Jan 2012, 6:59 am
FINRA cautioned that a firm should not recommend complex products to retail investors until the firm has implemented heightened supervisory and compliance procedures. [read post]
13 Feb 2025, 7:16 am by Tom Church
In what may have been the state’s first felony prosecution involving Delta-8-THC products, our firm was able to get our client’s felony drug charges completely dismissed this week, and we helped him recover almost $20,000 that law enforcement seized from his business, a regional vape store chain in the metro Atlanta area. [read post]
13 Feb 2025, 7:16 am by Tom Church
In what may have been the state’s first felony prosecution involving Delta-8-THC products, our firm was able to get our client’s felony drug charges completely dismissed this week, and we helped him recover almost $20,000 that law enforcement seized from his business, a regional vape store chain in the metro Atlanta area. [read post]
18 Mar 2019, 10:49 pm by Kevin O'Keefe
Team Penske, perennial favorites at the Indianapolis 500, will be driving three Chevrolet’s this May. [read post]
4 Oct 2009, 11:01 pm
News last week, however, suggests that firms may now target overhead per se. [read post]
19 May 2009, 6:39 pm
She is currently jailed, pending payment of a $99,000.00 cash bond.In a case of what may be this year's most bungled prospective employee background check (the law firm is blaming a recruiter), Ms. [read post]
11 Apr 2023, 4:00 am by Sharon D. Nelson and John W. Simek
Much of the data may be deeply confidential (medical data, financial data and intellectual property, etc.) and law firms have an ethical duty to protect that data. [read post]
17 Aug 2015, 6:40 pm by Ron Friedmann
We may recoil at the world these two articles describe but that does not excuse inaction. [read post]
31 Aug 2021, 8:37 am by John Jascob
"Because the basic issues raised here apply to every SPAC, a successful claim would imply that every SPAC may also be an illegal investment company," wrote Ackman. [read post]
Risk assessment and risk management in the context of existing regulatory framework The Guidance recognises that firms may well already have in place policies and procedures relating to the prevention of fraud. [read post]
 This is an essential step for all lawyers and firms, but too few go to the trouble of defining their core values. [read post]
16 Nov 2016, 8:09 am by admin
The 13 firms that relied on F-Squared Investments’ representations without verification were: AssetMark BB&T Securities Banyan Partners Congress Wealth Management Constellation Wealth Advisors Executive Monetary Management HT Partners Hilliard Lyons Ladenburg Thalmann Asset Management Prospera Financial Services Risk Paradigm Group Schneider Downs Wealth Management Advisors Shamrock Asset Management The above list may grow to encompass other firms as the SEC… [read post]