Search for: "National Securities Clearing Corporation" Results 2341 - 2360 of 3,677
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4 Mar 2013, 1:26 pm by WIMS
  It has been over four years since TransCanada first applied for a permit to build this pipeline that will bring jobs and energy security to America. [read post]
25 Nov 2019, 4:13 am
You usually need to have a nationally registered mark to be entered into the Trademark Clearinghouse (which is operated by the Internet Corporation for Assigned Names and Numbers). [read post]
11 Sep 2010, 9:26 pm
            Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock… [read post]
10 Nov 2010, 7:35 am by Josh Sturtevant
Following are some basics on G-REITs:• Companies pay no corporate income or trade tax. [read post]
8 Dec 2020, 2:29 pm by Kevin LaCroix
  To the extent you need help identifying the most critical areas a cybersecurity insurer will look at, we think the answers are clear. [read post]
30 May 2019, 5:14 pm by Kevin LaCroix
  Is the ERM function taking into account the fact that cyber risk affects (or here, infects) other areas of corporate risk? [read post]
5 Nov 2009, 11:10 am
The $25 million trigger for state regulation was set in the National Securities Markets Improvement Act of 1996.An amendment offered by Ranking Member Bachus would permit the SEC to delegate responsibility to the broker-dealer SRO, FINRA, to enforce compliance by its members and associated persons with the provisions of the Act. [read post]
28 Feb 2013, 6:00 am by Yosie Saint-Cyr
Implications The body of research is still growing on the issue of violence and threats against lawyers but the findings of the various studies to date come together to send some clear messages to the legal community and their representative bodies: Violence and threats against lawyers are far more widespread than conventional wisdom might suppose. [read post]
14 Feb 2020, 3:00 am by Jim Sedor
He has deployed his corporation in service of his campaign, reassigning employees from the various arms of his empire and recruiting new ones with powerful financial incentives, including full benefits and salaries well above national campaign norms. [read post]
22 Oct 2020, 2:04 pm by Kevin LaCroix
  The Advisory is grounded in the potential for ransom payments to fund activities that impact US national security interests. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
When evaluating the applicability and effect of these exemptions, however, it is important to keep in mind that by adding the new Rule, EBSA seeks to make clear that individuals or organizations that engage in activities described in the Rule as covered investment advice are fiduciaries subject to these requirements. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
When evaluating the applicability and effect of these exemptions, however, it is important to keep in mind that by adding the new Rule, EBSA seeks to make clear that individuals or organizations that engage in activities described in the Rule as covered investment advice are fiduciaries subject to these requirements. [read post]
4 Mar 2016, 7:34 am
  In the absence of these principles, information gathering will be "marketed" strictly on grounds of utility, or national security, or efficiency (lower costs, greater responsiveness to consumer demand, etc.). [read post]
10 Dec 2013, 8:31 am by Jack Goldsmith
  Given the USG’s broad economic interests, and the tight link between economics and national security, one can assume that NSA collection of commercial and economic information is very robust. [read post]
17 Jun 2022, 4:00 am by Jim Sedor
National/Federal Bipartisan Bill Aims to Curb Foreign Influence in U.S. [read post]
18 Nov 2022, 3:00 am by Jim Sedor
Kelly said he made clear to Trump there were serious legal and ethical issues with what he wanted. [read post]
24 Apr 2020, 3:00 am by Jim Sedor
But with little fanfare, Congress’ independent, in-house watchdog is preparing audits that will become the first wide-ranging check on Trump’s handling of the national rescue effort. [read post]
17 Feb 2015, 4:17 am by Kevin LaCroix
This destructive cyber-attack was a game-changer for corporate America because it became clear that hackers are not simply focused on credit card numbers or personal information. [read post]
27 Dec 2015, 9:30 pm by RegBlog
Information Overload and Mandatory Securities Regulation Disclosure Troy A. [read post]