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16 Jul 2010, 3:03 pm
The act also mandates no discretionary authority for director elections, but such provision has little practical effect as the New York Stock Exchange previously amended its Rule 452 to remove discretionary authority for director elections. [read post]
16 Nov 2007, 12:02 am
Panel Upholds Convictions of Former Tyco Executives
New York Law Journal
A New York appellate court has upheld the convictions of former Tyco International executives L. [read post]
24 May 2016, 5:17 pm
In 2010, Southern District of New York Judge Richard M. [read post]
1 May 2020, 5:01 am
Another tactic available to Tepper is to solicit funds from Panthers fans, giving them access to the practice facility in exchange for some sort of subscription or stock in his business. [read post]
22 Feb 2007, 12:30 am
Garcia, a federal judge has taken the rare step of reversing a jury verdict convicting a former New York Stock Exchange trading specialist of securities fraud in a scheme known as "interpositioning. [read post]
3 May 2021, 9:05 pm
For example, Gemini––a popular cryptocurrency exchange––permits clients to co-locate, meaning they can place their servers within close proximity of its New York and Chicago data centers. [read post]
4 Jan 2018, 7:00 am
To make things more risky for Spotify, the company has chosen to simply list its shares on the New York Stock Exchange rather than going with a traditional initial public offering. [read post]
25 Jan 2017, 3:00 am
Anyway, this Duane Morris blog points out a milestone in the history of the NYSE – the listing of its first cannabis-related stock: In a major positive step for the cannabis industry, the New York Stock Exchange last month listed a new real estate investment trust called Innovative Industrial Properties (NYSE:IIPR), the first cannabis company to be listed on a US national exchange. [read post]
20 Dec 2019, 9:00 am
Pivotal’s securities were quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
10 Apr 2019, 6:09 am
The New York Times quoted China Law Blog’s own Steve Dickinson on the biggest problem with V.I.E. [read post]
13 Apr 2022, 9:01 pm
Best most recently served as the SEC’s Regional Director in New York after serving in similar roles in Salt Lake City and Atlanta, where he led both the examination and enforcement efforts of those three Regional Offices. [read post]
17 Jan 2008, 12:11 am
Supreme Court Upholds New York State's Judicial Election System
New York Law Journal
The U.S. [read post]
25 Oct 2011, 11:00 am
Board Member Concerning the Company's Acquisition PREET BHARARA, the United States Attorney for the Southern District of New York, and JANICE K. [read post]
9 Jul 2015, 12:28 pm
The growing prospect of a nuclear deal has prompted louder protests from opponents on both sides and hardliners in Iran have stepped up the anti-American vitriol, the New York Times writes. [read post]
13 Dec 2018, 4:13 pm
Its shares trade on the New York Stock Exchange. [read post]
9 May 2021, 6:17 pm
In these SPAC-related merger lawsuits, the plaintiffs’ lawyers are following the same basic playbook, although rather than alleging violations of the federal securities laws, the plaintiffs’ lawyers are alleging state law causes of action, and asserting as their jurisdictional basis either the allegation that the SPAC is located or based in New York, or its shares are traded on a New York stock exchange. [read post]
4 Mar 2014, 7:31 am
The syllogism on which Basic rests is that (I) because well-developed markets (like the New York Stock Exchange) are generally efficient, (II) the price in those markets reflects all material information available to investors, so that (III) any purchase after a misrepresentation will be at a price distorted by the misrepresentation, and (IV) it is to be presumed that plaintiffs in such an action relied on the misrepresentation when they purchased at the… [read post]
12 Jan 2010, 10:22 am
While Medifast's so-called "independent" directors may meet the legal tests of independence under New York Stock Exchange rules as you claim, they are certainly less independent than Bagell, Josephs, Levine & Company, the company's so-called independent auditors. [read post]
23 Feb 2012, 10:27 am
In its resignation letter, the audit firm stated that the company had made representations to it that were materially inconsistent with the share transfers made by the board chairman.The SEC’s Cross Border Working Group, which has representatives from each of the SEC’s major divisions and offices and focuses on U.S. companies with substantial foreign operations, has assisted the New York Regional Office enforcement staff in the investigation. [read post]
8 Sep 2009, 9:58 am
The stock prices of McGraw-Hill, which owns Standard & Poor’s, fell 10%, and Moody’s Corp., parent of Moody’s Investors Service, fell 7.1% in New York Stock Exchange composite trading on Thursday. [read post]
