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12 Jan 2011, 12:38 am
Judge Batts did not conclude, as did Southern District of New York Judge Richard Berman in the Societe Generale case that under Morrison even ADR transactions on a U.S. exchange are outside the ambit of the ’34 Act (about which refer here). [read post]
11 Jan 2011, 5:00 am
The prices used in the calculation are as of the time when trading closes on the New York stock exchanges. [read post]
10 Jan 2011, 8:35 am
” The Employee agrees to these terms and has the $200,000 wired from a corporate account in New York to the Agent’s account. [read post]
10 Jan 2011, 1:16 am
The company's stock was traded on the New York Stock Exchange under the ticker symbol "CSK" until October 2008 and, as of the date of the bankruptcy filing, there were approximately 4,000 separate registered holders of record and approximately 4,500 unregistered beneficial owners of Canal Corporation’s common stock. [read post]
7 Jan 2011, 6:21 am
Chamber of Commerce, the New York Stock Exchange and the Bush Administration’s Treasury Department. [read post]
4 Jan 2011, 5:00 am
The SEC claims jurisdiction over Allianz under the FCPA because it was listed on the New York Stock Exchange until October 2009. [read post]
4 Jan 2011, 1:12 am
The swap agreements contain choice of law and forum selection provisions that designate New York law and a New York forum. [read post]
3 Jan 2011, 5:50 pm
Last week the New York Times published an article (http://dealbook.nytimes.com/2010/12/27/stock-trading-in-private-companies-draws-scrutiny/? [read post]
28 Dec 2010, 10:11 am
The New York Times' Dealbook says though it's not clear exactly what they're worried about, the Securities and Exchange Commission is looking into the growing tide of exchanges set-up to trade shares in private companies that include Facebook, Twitter and LinkedIn. [read post]
27 Dec 2010, 7:20 pm
Near-instantaneous “flash trading” dominates some stock exchanges. [read post]
27 Dec 2010, 7:16 pm
Near-instantaneous “flash trading” dominates some stock exchanges. [read post]
27 Dec 2010, 2:13 pm
The Christmas tree at Rockefeller Center gets all the attention, but I prefer the above Christmas tree at the New York Stock Exchange — not far from our office in TriBeCa. [read post]
27 Dec 2010, 1:32 pm
Volume may have been light on the New York Stock Exchange on Monday after the city was blanketed by 20 inches of snow -- but at least there was trading. [read post]
24 Dec 2010, 2:31 pm
Most recently, Bloomberg sold his schpeel to a bunch of business moguls at the New York Stock Exchange, calling the immigration reform debate "the most important issue facing the country. [read post]
17 Dec 2010, 2:48 pm
One of them, also mentioned by other panelists, would be King & Wood, which has over 800 attorneys in 16 offices, including Palo Alto and New York. [read post]
17 Dec 2010, 12:27 pm
Searle might say that an AI could not understand the meaning of New York Stock Exchange prices, but he does not argue that an AI could not do a better job than a human at investing in the stocks to which those prices relate. [read post]
16 Dec 2010, 9:21 am
According to The New York Times, after Ensign’s aide, Douglas Hampton, discovered the affair, “Mr. [read post]
14 Dec 2010, 10:47 am
”Accenture, a consulting firm that is incorporated in Ireland and listed on the New York Stock Exchange, is calling for triennial vote. [read post]
14 Dec 2010, 10:43 am
Winitch, and ultimately only fired him after a regulatory investigation was commenced by the New York Stock Exchange. [read post]
14 Dec 2010, 9:00 am
On Friday evening, December 10, 2010, NYC Mayor Michael Bloomberg made an economic argument for immigration reform to several business professionals at the annual meeting of the Partnership for New York City, a business group. [read post]
