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9 Dec 2020, 7:27 am by IncNow
The other legal requirement after the public filing of the Certificate of Formation is the adoption of a private Operating Agreement for the LLC. [read post]
8 Dec 2020, 12:44 pm by Iorio Altamirano
Magill did not provide written notice to Foreside Fund Services, LLC and received no written approval to participate in the three private securities transactions. [read post]
8 Dec 2020, 11:56 am by Daily Record Staff
Manekin LLC, one of the region’s leading real estate development firms, and Turnbridge Equities, a privately held real estate investment and development firm, announced a partnership Tuesday to build a modern logistics park providing more than 3 million square feet of Class A, “last mile” industrial buildings on 280 net acres in Prince George’s County. [read post]
8 Dec 2020, 9:11 am by John Jascob
FMR LLC (2014)), limited its reach (rejecting a broad reading of its anti-shredding provision in Yates v. [read post]
7 Dec 2020, 1:57 pm by Amanda Shanor
The FCC, state attorneys general and private parties are authorized to sue those who don’t comply with the law; the penalty is up to $1,500 per call. [read post]
7 Dec 2020, 11:03 am by Iorio Altamirano
Brook’s solicitation of two private securities transactions, Woodbridge Group of Companies LLC (“Woodbridge”) and Future Income Payments, LLC. [read post]
7 Dec 2020, 10:37 am by robin.hall@capstonelawyers.com
Epic cannot overrule Iskanian because Epic did not address private attorney general laws like PAGA or qui tam suits. [read post]
7 Dec 2020, 8:58 am by Alan Rosca
Ashley Was Discharged from Parkland Securities for Engaging in Undisclosed Outside Business Activities According to broker Keith Todd Ashley’s FINRA Brokercheck page, Parkland Securities discharged Ashley on October 27, 2020 for allegedly engaging in undisclosed outside business activities and failure to provide the firm with prior notice of private securities transactions involving his privately held company. [read post]
7 Dec 2020, 8:58 am by Alan Rosca
Ashley Was Discharged from Parkland Securities for Engaging in Undisclosed Outside Business Activities According to broker Keith Todd Ashley’s FINRA Brokercheck page, Parkland Securities discharged Ashley on October 27, 2020 for allegedly engaging in undisclosed outside business activities and failure to provide the firm with prior notice of private securities transactions involving his privately held company. [read post]
5 Dec 2020, 12:00 am by Rubric Legal LLC
Take this opportunity to stress the importance of keeping trade secrets private and secure, and to set boundaries whenever necessary. [read post]
4 Dec 2020, 9:22 am by Renae Lloyd
  While a company can legally sell its unregistered shares in private transactions (ie “private placements”), these Investments are typically high risk. [read post]
1 Dec 2020, 12:48 pm by Renae Lloyd
He also allegedly used another customer’s money in the sale of false investments in an entity called “Lodge Alaska, LLC”. [read post]
1 Dec 2020, 10:16 am by Rob Robinson
(Dec. 1, 2020) – TCDI, a leading provider of legal services, software and cybersecurity, today announced its acquisition of Cicayda LLC. [read post]
30 Nov 2020, 9:30 am by Peter S. Lubin and Patrick Austermuehle
We’re business dispute and shareholder and LLC member oppression attorneys who have earned a reputation for victories, including what Crain’s Chicago Business called “the largest class action settlement in Illinois. [read post]
30 Nov 2020, 7:25 am by Staff Attorney
The law offices of Gana Weinstein LLP are currently investigating claims that advisor Nicholas Palumbo (Palumbo) has been accused by his former employer, Park Avenue Securities LLC (Park Avenue), of engaging in undisclosed outside business activities (OBAs) and private securities transactions. [read post]