Search for: "Securities Investor Protection Corporation"
Results 2341 - 2360
of 4,476
Sort by Relevance
|
Sort by Date
28 Sep 2016, 11:44 am
“The Commission has taken an important step today toward enhancing investor protection and ensuring that clearing agencies continue to be subject to effective regulations that appropriately address the risks they pose to the financial system. [read post]
26 Sep 2016, 3:45 am
I understand that you may be the only securities lawyer without a customary qualification? [read post]
25 Sep 2016, 3:38 pm
The post Corporate Security Practices: Can Verizon Handle Yahoo? [read post]
23 Sep 2016, 6:05 am
Securities & Exchange Commission, on Friday, September 16, 2016 Tags: Algorithmic trading, Audit trail, Broker-dealers, Capital markets, Disclosure, Exchange-traded funds, Financial technology, FINRA, High-frequency trading, Investor protection, Market conditions, Market efficiency, Proprietary trading,REG SCI, SEC, Securities regulation, Transparency A Theory of Efficient Short-Termism Posted by Richard T. [read post]
21 Sep 2016, 2:25 pm
We represent hotel owners, developers and investors. [read post]
21 Sep 2016, 11:06 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Sep 2016, 10:58 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
20 Sep 2016, 5:00 pm
Often these reforms arise when local investors aggrieved by a corporate scandal push for legislative reform so that they have some procedural mechanism for redress. [read post]
20 Sep 2016, 12:37 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Sep 2016, 6:08 am
Ex-Ante Corporate Governance Posted by George S. [read post]
12 Sep 2016, 7:18 pm
Not surprisingly in light of the magnitude of several recent corporate scandals, several groups of aggrieved investors have initiated action under the Dutch collective settlement act to recover investment losses. [read post]
9 Sep 2016, 10:52 am
The Securities and Exchange Commission today announced that a subsidiary of Oklahoma-based BOK Financial Corporation has agreed to pay more than $1.6 million to settle charges that it concealed numerous problems and red flags from investors in municipal bond offerings to purchase and renovate senior living facilities. [read post]
9 Sep 2016, 6:02 am
Larcker & Brian Tayan, Stanford University, on Thursday, September 8, 2016 Tags: Asset management, Compensation committees, Compensation disclosure, Compensation guidelines,Compensation ratios, Executive performance, Firm performance, Institutional Investors, Management, Pay for performance, Say on pay, Surveys Thoughts on the Business Roundtable’s Principles of Corporate Governance Posted by Michael W. [read post]
8 Sep 2016, 7:40 am
" (Recommendation p. 10).If that is what the Ethics Council is suggesting, it presents an interesting and useful application of the 2nd Pillar of the United Nations Guiding Principles for Business and Human Rights (corporate responsibility to respect human rights) to enterprises independent of their legal obligations under the more formally legal 2st Pillar state duty to protect human rights. [read post]
6 Sep 2016, 10:49 am
” “Your investment is secure. [read post]
6 Sep 2016, 4:00 am
Sarbanes-Oxley ImpactFollowing the now-famous corporate scandals of Enron, Tyco, and WorldCom, the Sarbanes-Oxley Act of 2002 sought to protect retail investors from financial statement fraud. [read post]
6 Sep 2016, 3:00 am
The advantages of the PBC form include more leeway to consider non-shareholder constituencies, possible increased interest from socially conscious investors, and additional takeover protection due to statutory limits on mergers with non-PBC entities. [read post]
2 Sep 2016, 9:00 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
1 Sep 2016, 11:15 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
26 Aug 2016, 6:04 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Tuesday, August 23, 2016 Tags: Confidentiality, Disclosure, Employees, Exchange Act, Incentives, Rule 21F-17, SEC, SEC enforcement, SEC investigations, Securities enforcement, Securities regulation, Severance, Whistleblowers The New Look of Deal Protection Posted by Fernán Restrepo, Stanford Law School and Guhan Subramanian, Harvard Law School and Harvard Business School, on Wednesday, August 24, 2016 Tags:… [read post]
