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18 May 2021, 3:00 am
The Staff did not comment further. [read post]
2 May 2025, 6:52 am
Start with junior staff and move up? [read post]
16 Feb 2012, 1:04 pm
Staff encountered 441 unique developers in this study, only twelve of which had apps on both platforms. [read post]
7 Dec 2011, 7:25 am
The draft goals letter also includes a Regulatory [read post]
6 Sep 2023, 9:01 pm
Moreover, the SROs, in their regulatory function, are users of the CAT, so they, like the Commission, have less interest in constraining the CAT’s power as a regulatory tool. [read post]
26 Jun 2020, 1:32 pm
Staff Attorney, AK. [read post]
13 Apr 2024, 5:35 am
We are reviewing today’s decision and evaluating next steps. [read post]
11 Nov 2009, 4:52 pm
In fact, the SEC’s compliance staff is so backed up that many hedge funds who voluntarily registered with the SEC (despite the SEC’s mandatory registration requirement being overturned by the DC Court of Appeals in 2006) have complained that despite their high compliance costs for registration they haven’t been given compliance reviews for three years. [read post]
14 Apr 2011, 5:20 pm
Finally, the Commission proposed new information requirements for the safe harbors for exempt offerings and resales of asset-backed securitiesThe Director said that the staff is currently reviewing the comment letters received on these proposals and working to develop recommendations for the Commission that will harmonize these proposals with the regulatory revisions required under the Dodd-Frank Act. [read post]
8 Apr 2019, 1:10 pm
Hunter then refused to provide information requested by FINRA staff pursuant to FINRA Rules, FINRA states. [read post]
1 May 2018, 8:56 am
In response, the Committee suggests ethical, data protection and competition frameworks, including a review of the use of data by the Competition and Markets Authority. [read post]
4 Mar 2024, 9:04 pm
In August 2021, Brazil asked the UK to review import controls. [read post]
20 May 2025, 9:05 pm
Congressional Redistricting Events,” forthcoming in the Review of Accounting Studies and available here. [read post]
4 Jan 2025, 5:52 am
This impressive growth trajectory reflects the increasing importance of eDiscovery in legal and regulatory workflows. [read post]
11 Dec 2024, 5:42 am
However, it remains uncertain if the nation’s high court will elect to review the case. [read post]
2 Oct 2022, 3:28 pm
” SEC staff, in reviewing nearly 7,000 annual reports submitted in 2019 and 2020, found that a third included some disclosure related to climate change risk (where presumably after consideration the other two-thirds concluded there was no material climate change risk requiring disclosure). [read post]
10 May 2024, 5:18 am
The renewed focus on the RPA has also sparked discussions about the need for a comprehensive review of antitrust laws in the United States. [read post]
5 Dec 2014, 2:58 pm
The new permits provide expedited review of projects that have minimal impact on the aquatic environment. [read post]
16 Jul 2009, 2:50 pm
However, if you review past reports you can see if there is a recurring problem with non-compliance. [read post]
1 Jul 2011, 9:08 am
The FCC has encouraged interested parties to submit formal comments before July 8 to inform a staff report on the issue. [read post]
