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4 Apr 2013, 5:20 am by Doug Cornelius
Dodd-Frank created a concept of systemically important, trying to create additional oversight for “financial companies” that could be too big to fail. [read post]
1 Apr 2013, 12:51 am by Kevin LaCroix
” After RBS, the second and third largest FSA fines, which were assessed against UBS AG and Barclays Bank plc (at £160 million, and £59.5 million, respectively) in 2012, also related to the LIBOR scandal. [read post]
31 Mar 2013, 7:18 am by James Hamilton
 Last December, Senate Banking Committee member Mark Warner (D-VA) told the Bipartisan PolicyCenter that the 113th Congress should consider major Dodd-Frank Act corrections legislation. [read post]
29 Mar 2013, 4:09 pm by familoo
Will witnesses be discouraged from giving frank evidence? [read post]
28 Mar 2013, 6:42 am by David Lynn
In her testimony before the Senate Banking Committee earlier this month, Mary Jo White said that she would work with the staff and the Commissioners "to finish, in as timely and smart a way as possible, the rulemaking mandates contained in the Dodd-Frank Act and JOBS Act." [read post]
27 Mar 2013, 4:00 am by Barbara S. Mishkin
  The CFPB already supervises mortgage servicers and servicing by large banks, and recently proposed to supervise nonbank servicers of private and federal student loans as “larger participants. [read post]
25 Mar 2013, 10:59 pm by JD Hull
She is also said to have converted Clovis, king of the pagan Franks, to Christianity. [read post]
24 Mar 2013, 12:12 pm by Lauren Willis
Particularly when a host of regulatory changes are made all at once, as in the Dodd-Frank regulations, vigilant monitoring of the effects is necessary to address the inevitable problems that will arise. [read post]
22 Mar 2013, 4:17 am by Broc Romanek
Not Necessarily - Binding Bylaw Proposals for Independent Chairman by Norges Bank - US Proxy Season Review: ESG Proposals - Broc Romanek [read post]
21 Mar 2013, 9:30 pm by RegBlog
 The REINS Act, originally introduced in 2011 and designed to give Congress veto power over major federal rulemaking, was sent to the full House Judiciary Committee.The Government Accountability Office (GAO) released a report exploring the causes of several troubling failures at community banks across the country.Media sources reported that the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) are investigating allegations… [read post]
19 Mar 2013, 4:54 pm by James Hamilton
At the Senate Banking Committee hearings on the nomination of SEC-Chair designate Mary Jo White, Senator Robert Menendez (D-NJ) urged the SEC to expeditiously adopt regulations implementing the CEO pay ration provisions of Section 953(b) of the Dodd-Frank Act. [read post]
18 Mar 2013, 2:25 pm by Larry Catá Backer
Session 3: Short-termism – The Kay ReviewChaired by: Julian Franks with presentations from Mike Burkart, Maria Gutiérrez Urtiaga, Stefano Lombardo, Fausto Panunzi and Theo Vermaelen 4. [read post]
18 Mar 2013, 5:00 am by Alexander J. Davie
First, it increased the threshold so that it is triggered if the company has either (1) 2,000 or more persons or (2) 500 or more persons who are not accredited investors (except for a bank holding company, for which the threshold is a straight 2,000). [read post]
15 Mar 2013, 7:56 am by John L. Culhane, Jr.
  Dodd-Frank also makes service providers to larger banks or nonbanks that offer or provide federal or private student loans subject to CFPB supervision regardless of the service provider’s size. [read post]
14 Mar 2013, 9:13 am by Raffaela Wakeman
Congressman Frank Wolf (here’s his letter to SecState Kerry) and Senator Lindsey Graham, according to The Hill. [read post]
13 Mar 2013, 4:04 am by Broc Romanek
- She pledged to complete, "in as timely and smart a way as possible," the rulemaking requirements of the Dodd-Frank Act and the JOBS Act [read post]
12 Mar 2013, 6:12 pm by Stephen Lubben
 In fact, two recent studies conclude that markets are now imposing a cost of funding premium on large banks of up to 35 basis points. [read post]