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8 Feb 2015, 6:00 am
The decision in Stratte-McClure is in direct conflict with the Ninth Circuit's recent ruling in In re NVIDIA Corp. [read post]
14 Feb 2021, 8:57 am
One Army Corps estimate from December suggests that if no more work is done and no panels are taken down, taxpayers will still eat another $700 million on 'demobilization' fees.... [read post]
13 Nov 2014, 12:15 pm
USPTO staff will also discuss cybersecurity patent initiatives, key computer security patent application statistics, and examination guidelines for patent eligible subject matter following the Alice Corp. v. [read post]
17 Jul 2018, 9:33 am
’s confidential plans to acquire The Valspar Corp., which he learned of through his work. [read post]
3 Feb 2019, 9:46 am
From December 2008 until November 2010 Wilson was registered with Aegis Capital Corp. [read post]
SCOTUS Returns To Class Action Issues In Today's Oral Argument Regarding The "Battle Of The Experts"
5 Nov 2012, 1:12 pm
Today’s article in Business Week on Comcast Corp. v. [read post]
28 Jun 2014, 2:12 am
Corp. v. [read post]
4 Jan 2013, 12:30 pm
Stern settled the claims for over $225,000 and OMR settled for over $221,000, in addition to injunctions from further violations of the securities laws. [read post]
5 Jul 2013, 8:30 am
Getting people to work together – between Enforcement, Corp Fin, and the various Chief Accountants' Offices – could very well improve the SEC's monitoring of disclosures and offer Enforcement a look into "the next big thing" in financial reporting, which often happens in the Corp Fin comment process. [read post]
7 May 2013, 3:39 am
Tournament One Corp., 2013 U.S. [read post]
5 Jun 2009, 2:13 am
In its most significant enforcement action yet related to the subprime meltdown, on June 4, 2009, the SEC filed a civil securities fraud complaint (here) in the Central District of California against Angelo Mozilo, the former CEO of Countrywide Financial Corp., as well as the company’s former COO and CFO. [read post]
9 Sep 2009, 2:52 am
To be sure, there are also cases in which the motions to dismiss recently have been denied, as for example in the Levitt Corp. subprime related securities lawsuit (about which refer here, scroll down). [read post]
2 Jun 2016, 9:30 pm
Army Corps of Engineers v. [read post]
10 Apr 2015, 6:14 am
Thereafter, from November 2012 to March 2015, Exford was registered through State Farm VP Management Corp. [read post]
15 Sep 2008, 3:06 pm
The bank has previously acquired Countrywide Financial Corporation, MBNA Corp., Fleet First Boston, and US Trust Corp., among others. [read post]
7 Dec 2009, 12:49 pm
Securities Litig., 1234 F. [read post]
13 Jul 2018, 7:16 am
From August 2009 to July 2010, Arrieta was registered with Jesup & Lamont Securities Corp, which has been expelled by FINRA. [read post]
26 May 2010, 2:08 am
On May 24, 2010, plaintiffs’ attorneys filed a securities class action lawsuit in the United States District Court for the District of Nevada against Las Vegas Sands Corp., its Chairman and CEO, Sheldon Adelson, and its former President and COO, William Weidner. [read post]
8 May 2012, 2:30 pm
MICG Investment Management LLC Mission Securities Corp MMR, Inc. [read post]
20 Nov 2008, 12:36 pm
Co., 4 NY3d 332, 339 [2005]; Security Mut. [read post]
