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30 Mar 2010, 10:34 am by Kurt J. Schafers
FINRA became the largest independent regulator for all securities firms doing business in the United States, and is responsible for overseeing brokerage firms, their branch offices and registered securities representatives.Under the Securities Exchange Commission’s authority FINRA promulgates rules of its own as a self regulatory organization (“SRO”). [read post]
15 Apr 2015, 7:03 am by Joy Waltemath
On the other hand, if the employer clearly communicates the no-tipping policy, and customers nonetheless leave tips, the employer may lawfully retain the tips (Meshna v. [read post]
7 May 2014, 2:25 am
This is what the General Court concluded, referring to Case T-418/07 LIBRO v OHIM – Causley (LiBRO), and confirming the approach adopted in Specsavers. [read post]
8 Sep 2022, 7:00 am by John Jascob
Huddleston, stating that Section 11 is "limited in scope," allowing only "purchasers of a registered security to sue. [read post]
21 Feb 2013, 2:49 am
 That at least appears to be conclusion drawn by any reasonable Kat rom the ruling of the Court of Justice of the European Union in Case C‑561/11 Fédération Cynologique Internationale v Federación Canina Internacional de Perros de Pura Raza, which was published on Curia today. [read post]
6 Jul 2020, 7:12 am by Silver Law Group
April, 2018: A customer dispute states “Client upset over the performance of Gemini Fund V $50,000 investment. [read post]
28 Jan 2012, 4:11 pm
In the United States, one can obtain trademark rights by using the trademark and achieve certain legal advantages by registering it with the United States Patent and Trademark Office (USPTO). [read post]