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25 Apr 2012, 4:34 am
Companies Get Some "Larger Trader Rule" Relief from SEC Last year, I blogged about how Section 13(h) of the '34 Act was amended by Dodd-Frank to include "large trader" reporting requirements and that the SEC's final rules to implement this Section didn't include an exception for operating companies that trade as part of ordinary course balance sheet management activities. [read post]
10 Nov 2011, 7:00 am
Lowrance claimed to be a successful forex trader, and he promised monthly returns of 1.1-4.15%. [read post]
22 Apr 2010, 4:41 pm
In short selling, there is obviously an incentive for the trader to work towards keeping the price of a security down. [read post]
2 Jun 2022, 9:36 am
Certain traders at the firm also allegedly overstated their advertised trading volume to media sources that published trade rankings, reportedly representing that SunTrust had traded more stock than it actually had. [read post]
25 Aug 2010, 9:04 am
" Marcos Esparza Bofill emigrated to the United States from Spain to try his luck as a day-trader. [read post]
18 Aug 2008, 5:39 pm
KPMG went to the issuer's traders to find out how they had come up with the valuations but KPMG did not test the information on which the traders had based their assessments. [read post]
15 Jul 2011, 10:52 am
” The worry is that a program will malfunction, sending the market into a “flash crash” similar to the one seen in New York last year.In the market report, regulators explain that they took time to speak to traders regarding faulty algorithms. [read post]
23 Aug 2007, 8:29 am
"Trader Joe's Genuine Sweet Baby Carrots" distributed by Trader Joe's in Arizona, California, New Mexico, Oregon, and Washington in 7 oz. [read post]
13 May 2015, 2:59 am
He reasoned that the law of passing off strikes a balance between the public interest of free competition and the protection of the trader against unfair competition. [read post]
12 Apr 2013, 5:00 am
by Bruce Carton in Compliance Week Given that Google Glass can, among many other things, allow the user to record conversations and take photos or video, Magrann-Wells says that perhaps it is time for banks to start forcing traders to strap computers on their heads if they want to reduce the risks associated with rogue traders Stages in a Bubble by Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University [read post]
9 Jul 2019, 7:53 am
The statutory report follows a call for evidence (CfE) that ran from 7 March to 1 May 2019 that sought detailed consideration of specific aspects of the Regulations that relate to: information to be provided pre-contract by traders in a range of circumstances; rights to withdraw from and cancellation of the contract; and prevention of hidden costs. [read post]
21 Sep 2022, 9:00 pm
Samples from That’s It, Stretch Island and Trader Joe’s contained the highest total concentration of pesticides, on average. [read post]
14 Dec 2009, 4:00 am
With the top ten sales on "Cyber Monday" being electronic gifts it may be worth reminding ourselves some of the obligations imposed on on-line traders. [read post]
6 Oct 2009, 9:24 am
Currently, thousands of informal traders continue to face forcible eviction as the government targets vendor stalls in Harare for demolition. [read post]
6 Jan 2021, 6:26 am
While Additional Solicitor-General Jayant K Sud maintained that there was evidence of cruelty on record to justify confiscation, the Buffalo Traders Welfare Association (BTWA), represented by Sanobar Ali Qureshi, held that the legislation was used as a tool to loot cattle traders, going beyond the original purpose of the act. [read post]
26 Jul 2010, 9:00 am
Trader’s Cocoa Binge Wraps Up Chocolate Market – DealBook Blog – NYTimes.com – No BigLaw angle (yet), but they've started calling trader Anthony Ward "Chocolate Finger," after the Bond villain "Goldfinger. [read post]
26 Apr 2010, 6:47 pm
Mircea Dologa, MD, CTA 02/05/2010 Why Do Many Traders Lose Money in Forex Trading? [read post]
7 Feb 2013, 2:16 pm
A third new piece of information is that the pea shoots were sold at Trader Joe’s retail locations as “Trader Joe’s Organic Pea Shoots,” marked with SKU 92756). [read post]
5 Feb 2009, 9:50 am
The maluses could wipe out all previously agreed share bonuses and two thirds of all cash bonuses under stringent new rules designed to align the interests of executives and traders with those of shareholders. [read post]
5 Oct 2011, 7:27 am
Reuters has quoted a leaked draft of the Commission’s proposal as saying that “By gaining access to spot commodity market traders’ systems, competent authorities are also able to monitor real-time data flows. [read post]
