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20 Jun 2014, 7:01 am
From the Desk of Jim Eccleston ;at Eccleston Law Offices: Joseph Lombardo, an advisor from Ohio who managed investments for the NBA players union, was sentenced after he pleaded guilty to mail fraud. [read post]
3 Nov 2022, 10:53 am
Gilbert ;and Alison H. [read post]
16 May 2018, 3:02 pm
” The post Michigan State Agrees to Pay Sexual Assault Victims $500 Million ; appeared first on The D&O Diary. [read post]
12 Feb 2019, 1:24 pm
Since ;e-cigarettes hit the ;market, companies have marketed these devices (also known as electronic nicotine delivery systems or ENDs) to the public as safe alternatives ;to tobacco use and as ;effective aids for quitting tobacco. [read post]
19 Mar 2019, 11:11 am
The most ;striking side effects ;included tardive dyskinesia, which is characterized by stiff, jerky, uncontrollable movements and gynecomastia ;— the breast tissue ;growth in males. [read post]
27 Dec 2023, 4:17 pm
. [read post]
21 Jun 2023, 11:54 am
The firm will ;reportedly pay $9 million to settle ;the two enforcement actions. [read post]
14 Dec 2021, 9:00 am
The post Wells Fargo to pay nearly $2.7 million ;for early UIT rollovers appeared first on The White Law Group. [read post]
15 Oct 2021, 6:54 am
; ; ; The post Worden ;CEO Barred after 10 Customer Complaints Allege Negligent Supervision appeared first on The White Law Group. [read post]
21 Feb 2024, 1:31 pm
; I think we all recognize that the disruptions from the COVID pandemic continue to reverberate through the economy. [read post]
17 Aug 2020, 7:24 am
In the condominium context, this means ;condos that use waivers should carefully consider how ;the document is being signed by ;amenity users, given that ;waivers weren’t typically needed to use amenities pre-COVID-19. [read post]
5 Jan 2023, 8:38 am
; Center Street Securities Inc. [read post]
21 Jan 2018, 9:00 pm
Officials from the FDA inspected the Culver City, CA, location ;of Gourmet Fusion Foods Inc., an importer of the firm’s seafood products, ;from Oct. 12 ;through 25 of 2017. [read post]
17 Dec 2021, 11:51 am
The SEC ;reportedly said the firm also failed to file suspicious activity reports in connection with the transactions in question. [read post]
12 Aug 2010, 12:53 pm
Nevertheless, Judge Walker’s views won’t be the final word on the topic. [read post]
15 May 2018, 9:00 pm
About 12,000 people in Briton are poisoned by ;contaminated oysters each ;year; 11,800 of which are due to norovirus, according to the researchers at the Centre for Applied Marine Sciences on Anglesey. [read post]
23 Aug 2021, 12:51 pm
The advisor ;reportedly told investors that the two ;funds Deeproot 575 Fund, LLC and the ;Deeproot Growth Runs Deep Fund, LLC, would invest in life insurance policies and ;related businesses to provide “relatively safe returns to investors,” ;according to the complaint. [read post]
13 Sep 2021, 1:15 pm
FINRA Sanctions Deutsche Bank Securities ;for Supervisory Issues Related to Tender offers According to the Financial Industry Regulatory Authority (FINRA), the regulator has censured and fined Deutsche Bank Securities (CRD #2525) $800,000, of which $156,250 is payable to FINRA ;for supervisory issues. [read post]
20 Dec 2019, 2:08 pm
; The plaintiffs appealed. [read post]
