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9 Dec 2020, 11:04 am by Richard Reibstein Esq.
But unfavorable class action litigation experiences in other industries, including high-profile cases involving the NFL and the trucking industry, send a message to businesses using independent contractors that they need to enhance considerably compliance with federal and state independent contractor laws. [read post]
27 Oct 2011, 12:30 pm
Boogie Investment Group Inc. has submitted its withdrawal request to the Financial Industry Regulatory Authority. [read post]
1 Oct 2015, 7:46 am by Adam Nicolazzo
., Wachovia Securities, Morgan Stanley DW, Inc., Prudential Securities, Inc. and Whale Securities Co., L.P., according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
16 Nov 2018, 12:41 pm by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report November 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
26 Jun 2009, 9:06 am
District Judge Ron Clark ordered Lufkin Industries Inc., an East Texas company, to pay the workers $3.1 million as well as 5 percent interest to compensate them for acts of discrimination dating to 1994. [read post]
The Courts Were Kind to the Food Industry This Summer This summer brought a series of class action victories to the food industry, including a trio of decisions from the Second and Ninth Circuits, both long-time hot beds for false advertising class actions, as well as four dismissals from the Southern District of New York. [read post]
26 Sep 2019, 11:30 pm by Astarita
The firm works with an extensive network of prominent faculty and industry practitioners to identify the best-qualified expert for each assignment. [read post]
27 Jul 2018, 9:26 am by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report April 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
30 Dec 2011, 7:54 am by Molly Foley-Healy
The Rocky Mountain Chapter of CAI is hosting a CAI Industry Update Breakfast on January 20, 2012. [read post]
26 Mar 2008, 11:28 am
In addition to the obvious impact in the affiliate industry, the verdict could impact other actions in which the government seeks to hold companies liable for the acts of its independent agents. [read post]
31 Mar 2016, 9:51 am by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report March 2016 Each month and again on a quarterly basis, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
4 Jan 2016, 8:33 am by Green, Schafle & Gibbs
FINRA DECEMBER 2015 BROKER DISCIPLINARY ACTION REPORT Each month and again on a quarterly basis, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report of disciplinary actions recently taken against brokerage firms and brokers. [read post]