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Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Repricing Underwater Options Posted by Colin J. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Can a friends and family round include non-accredited investors? Should it?

15 Aug 2011, 5:25 pm by Alexander J. Davie

Strictly Business - http://blog.alexanderdavie.com/

3(c)(1) Funds vs. 3(c)(7) Funds

21 Sep 2017, 1:33 pm by Alexander J. Davie

Strictly Business - http://www.strictlybusinesslawblog.com/

Thoughts on the Final Crowdfunding Regulations

11 Jan 2016, 3:04 pm by Alexander J. Davie

Strictly Business - http://www.strictlybusinesslawblog.com/

Angel Capital Association Weighs in on Proposed “Bad Actor” Rule

24 Jul 2011, 8:55 pm by Alexander J. Davie

Strictly Business - http://blog.alexanderdavie.com/

State Investment Adviser Registration Requirements for Private Fund Managers Part 4: The Southwest

31 Aug 2011, 4:49 pm by Alexander J. Davie

Strictly Business - http://blog.alexanderdavie.com/

SEC Enforcement Division’s Asset Management Unit’s Chief Anticipates Increase in Private Equity Enforcement

14 Feb 2013, 7:04 pm by Alexander J. Davie

Strictly Business - http://www.strictlybusinesslawblog.com/

North American Securities Administrators Association revises proposed model rule addressing state registration of exempt private fund managers.

2 Aug 2011, 5:11 pm by Alexander J. Davie

Strictly Business - http://blog.alexanderdavie.com/

Neogenix Oncology: A Good Case Study on Securities Law (Non)Compliance by a High Growth Company – Part 2: What Neogenix Did

24 Oct 2012, 9:01 am by Alexander J. Davie

Strictly Business - http://blog.alexanderdavie.com/

What are “regulatory assets under management” and why does a private fund manager need to determine them?

18 Jan 2012, 6:08 pm by Alexander J. Davie

Strictly Business - http://blog.alexanderdavie.com/

Retaining Key Employees in a Privately-Held Company through Equity Compensation – Part 6: Securities Law and Corporate Governance Implications

19 Aug 2012, 4:07 pm by Alexander J. Davie

Strictly Business - http://blog.alexanderdavie.com/

The Death of an Assassin: The 151st Anniversary of the Capture of John Wilkes Booth

26 Apr 2016, 6:26 am by Robert Brammer

Cav., who shot J. [read post]

In Custodia Legis - http://blogs.loc.gov/law

The JOBS Act, a Year Later – Part 3: Repealing the Ban on General Solicitation

23 Apr 2013, 1:33 pm by Alexander J. Davie

Strictly Business - http://www.strictlybusinesslawblog.com/