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30 Sep 2021, 8:01 am by John Jascob
By Amanda Maine, J.D.In a 4-to-1 vote, the SEC proposed amendments to Form N-PX intended to enhance the information mutual funds, exchange-traded funds, and certain other funds report about their proxy votes. [read post]
21 Sep 2021, 6:13 am by John Jascob
Toomey also said that investors are free to choose a broker that does not use PFOF but does choose to charge a commission. [read post]
14 Sep 2021, 4:03 am by SHG
But what message, if any, does this have for where we are as a society? [read post]
2 Sep 2021, 10:01 am by Gritsforbreakfast
The following is a guest blog post co-authored by Elizabeth Rossi of Civil Rights Corps and Amanda Woog of the Texas Fair Defense Project. [read post]
25 Aug 2021, 6:30 am by Guest Blogger
For some readers, including perhaps Pushaw and Walsh, the history itself may prove dispositive, combining as it does both a proposed reading of the text and a set of practices under that text that help to liquidate its meaning. [read post]
23 Aug 2021, 5:53 am by John Jascob
By Amanda Maine, J.D.The PCAOB issued its annual report on its interim inspection program related to the audits of broker-dealers. [read post]
20 Aug 2021, 4:00 am by Jim Sedor
National/Federal As Population Grows, So Does Debate on How to Reach Latino Voters in ’22 Midterms MSN – Stephanie Akin and Suzanne Monyak (Roll Call) | Published: 8/18/2021 Democrats know that, overall, the party does better with Latino voters than Republicans, but there is more recognition that the Hispanic electorate is far from monolithic, and outreach needs to start much earlier. [read post]
13 Aug 2021, 6:30 am by Guest Blogger
Pfander, Cases Without Controversies: Uncontested Adjudication in Article III Courts (Oxford University Press, 2021).Amanda L. [read post]
13 Aug 2021, 4:09 am by Chris Seaton
The second is re-casting Viola Davis as Amanda Waller. [read post]
4 Aug 2021, 10:35 am by Goldfinger Injury Lawyers
In this case common law partners Kareem Watson and Amanda Doucette applied for life insurance at an RBC Bank Branch. [read post]
3 Aug 2021, 7:35 am by John Jascob
By Amanda Maine, J.D.SEC Chair Gary Gensler fired back at the People’s Republic of China, which recently placed restrictions on China-based companies raising capital offshore. [read post]
13 Jul 2021, 9:05 am by John Jascob
By Amanda Maine, J.D.The SEC Asset Management Advisory Committee (AMAC) unanimously approved a recommendation of its Subcommittee on Diversity and Inclusion (D&I) aimed at increasing the participation of women- and minority-owned investment advisers within the asset management industry. [read post]
6 Jul 2021, 12:14 pm by Ajay Sarma, Christiana Wayne
The event will be moderated by Brookings Senior Fellow George Ingram, and the panelists include Amanda Austin, head of policy and advocacy at Equal Measures 2030; Tenzin Dolker, resourcing feminist movements coordinator at the Association for Women's Rights in Development; Louise Holt, general director for Social Development at Global Affairs Canada; Michele Sumilas, assistant to the Administrator for Policy, Planning and Learning at the United States Agency for International… [read post]