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6 Aug 2012, 6:49 am by D. Daxton White
(Baa2/ P-2) as guaranteed investment agreement provider. (3) American Municipal Power, Inc., OH Electricity Purchase Revenue Bonds, 2007A Moody’s has downgraded issue (3) to Baa2 from A2. [read post]
6 Aug 2012, 6:49 am by D. Daxton White
(Baa2/ P-2) as guaranteed investment agreement provider. (3) American Municipal Power, Inc., OH Electricity Purchase Revenue Bonds, 2007A Moody’s has downgraded issue (3) to Baa2 from A2. [read post]
6 Aug 2012, 6:49 am by D. Daxton White
(Baa2/ P-2) as guaranteed investment agreement provider. (3) American Municipal Power, Inc., OH Electricity Purchase Revenue Bonds, 2007A Moody’s has downgraded issue (3) to Baa2 from A2. [read post]
14 Nov 2023, 9:01 pm by renholding
” In fiscal year 2023, the SEC obtained orders for $4.949 billion in financial remedies, the second highest amount in SEC history, after the record-setting financial remedies ordered in fiscal year 2022. [read post]
28 Jan 2013, 6:15 am by D. Daxton White
The North American Securities Administrators Association in 2009 included leveraged exchange-traded funds among its top 10 investor traps, while the Securities and Exchange Commission and the Financial Industry Regulatory Authority Inc. at the same time issued alerts to investors warning about the risks of such funds. [read post]
21 May 2014, 2:44 pm by Anushila Shaw
ATP Tour: The Little Case That Could On May 8, 2014 the Delaware Supreme Court upheld a “loser pays” fee-shifting bylaw for a Delaware non-stock corporation in ATP Tour, Inc. v. [read post]
13 Apr 2016, 7:40 am by Robert Kraft
Nationwide, spending on prescription drugs grew 13%, a rate that hasn’t occurred since 2001, according to IMS Health Holdings Inc. [read post]
6 Feb 2017, 10:08 am by Quinta Jurecic
Event Announcements (More details on the Events Calendar) Tuesday, February 7th at 10am: The House Committee on Homeland Security will hold a hearing on Ending the Crisis: America's Borders and the Path to Security. [read post]
1 Dec 2014, 4:06 am by Kevin LaCroix
Earlier this year, after the Delaware Supreme Court upheld the facial validity of fee-shifting bylaws in the case of ATP Tour, Inc. v. [read post]
9 Aug 2014, 8:16 am
International Financial Institutions (IFIs) and Sovereign Wealth Funds—SWFs as Instruments to Strengthen Governance and Enhance Fiscal Discipline in Developing States Larry Catá Backer[1]Abstract: Especially since the start of the second decade of the 21st century once more has seen more focused interest in the use of SWFs by home states—less as a means of projecting sovereign financial power outwards and more as a means of internal financial… [read post]
17 Nov 2009, 11:59 am by James Hamilton
With the Restoring American Financial Stability Act, the Senate Banking Committee would change the legislative framework and allow private rights of action for aiding and abetting securities fraud. [read post]
13 Sep 2010, 1:04 am by Chris Carey
Gordon Jones, an accountant who was barred by the SEC in 2001 for "intentionally, knowingly or recklessly'' violating professional standards in auditing the financial statements of Dynamic American Corp., which turned out to be fraud. [read post]
13 Feb 2017, 7:11 am by Jordan Brunner
Court of Appeals for the Armed Forces and current Chair of the American Bar Association Standing Committee on Law and National Security. [read post]
30 Jan 2017, 9:42 am by Quinta Jurecic
Wednesday, February 1st at 10am: The Senate Committee on Homeland Security will hold a hearing on Fencing Along the Southwest Border, featuring testimony by Former Acting Commissioner of U.S. [read post]
18 Mar 2020, 1:46 pm by Kevin LaCroix
  A number of high profile IPO companies adopted these kinds of provisions, including, for example, Snap, Inc. [read post]
22 Jan 2007, 9:53 am
Plaintiffs HER, Inc., Real Living, Inc., Harley E. [read post]
3 Feb 2016, 10:42 am by Adam Weinstein
Because regulators demand more capital for holding risky assets, when funds try to sell bad positions it can be harder to find buyers for the securities in those portfolios. [read post]