Search for: "Asset Funding Group Investments Fund 2, LLC"
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22 Jan 2016, 5:00 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
20 Jan 2016, 5:21 am
Justin Moongyu Lee; Rebecca Taewon Lee; Thomas Edward Kent; American Immigrant Investment Fund I, LLC; Biofuel Venture IV, LLC; Biofuel Venture V, LLC; Nexland, Inc., dba Nexland Investment Group; and Nexsun Ethanol, LLC Case number: 14-cv-06865 (United States District Court for the Central District of California) Case filed: September 3, 2014 Qualifying Judgment/Order: October 29, 2015 11/30/2015 2/28/2016 … [read post]
9 Dec 2015, 6:21 am
The SEC alleged that Arford defrauded the Fund and its investors in at least four ways by: 1) inducing the Fund to commit a total of $4 million to an investment in a company, referred to as Suburban Hotel, that was purportedly planning to build and operate a hotel on undeveloped land in Seattle by misrepresenting and concealing material facts about the company’s debt and the encumbrances; 2) after obtaining the Fund’s investment… [read post]
5 Nov 2015, 10:55 am
The transaction would result in public shareholder ownership of Cleco Corporation being replaced with a group of institutional investors (primarily pension funds) seeking long-term investments in infrastructure assets. [read post]
22 Sep 2015, 8:01 am
Madoff Investments Securities LLC’s day-to-day affairs, and that the complaint failed to plead a primary violation of the securities laws (Dusek v. [read post]
7 Jul 2015, 10:37 am
On June 2, 2015 the federal court in Rhode Island entered an order imposing an asset freeze against the defendants ClearPath Wealth Management, LLC, a private funds investment adviser, its president and owner, Patrick Churchville According to the SEC’s complaint, ClearPath and Churchville ran a ponzi scheme and used investors’ funds as collateral for loans to make investments for their own benefit and stole $2.5 million of… [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015 Sponsor:… [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015 Sponsor:… [read post]
7 May 2015, 5:00 am
Is a fund manager is an investment adviser? [read post]
1 May 2015, 3:00 am
Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement Location: Washington, D.C. [read post]
1 May 2015, 3:00 am
Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement Location: Washington, D.C. [read post]
20 Feb 2015, 3:19 pm
If so, The White Law Group may be able to help you recover your investment losses through an arbitration claim with the Financial Industry Regulatory Authority (FINRA). [read post]
15 Dec 2014, 4:44 pm
You may want to read:Part 1 – EB-5 offerings do not fit standard SEC registration requirements;Part 2 – Securities broker-dealer registration requirements and hiring U.S. and Non-U.S. brokers; andPart 3 – Investment Company Act requirements. [read post]
2 Oct 2014, 3:44 pm
The ICA generally applies to every public or private company which invests over 40% of its assets in securities of one or more other companies, except securities of its own wholly owned subsidiaries. [read post]
6 Aug 2014, 2:57 pm
Existing SEC regulations regarding registration of broker-dealers, investment companies and investment advisers do not address the market realities of EB-5 financing There are three elements of the U.S. securities laws that are the cause of confusion and concern in the EB-5 investment community, which are: (1) the securities broker-dealer registration requirements under the Securities Exchange Act of 1934, (2) the investment company registration… [read post]
3 Aug 2014, 11:34 am
AVENTURA TENNIS, LLC, INC., Appellee. 3rd District.Injury LawAdams, et al. v. [read post]
1 Aug 2014, 7:34 am
Hering; Global Worldwide Funding Ventures, Inc.; and PW Consulting Group LLC have been named as relief defendants because it is believed that they may have received ill-gotten assets from the scheme and that those funds should be returned to investors. [read post]
1 Jul 2014, 3:00 am
Fund Acctg., Operations & Compliance Forum Location: New York, NY Date: July 30, 2014 Sponsor: Hedge Funds Care – Help for Children Event: New York Young Professionals Summer Event Location: New York, NY Date: July 31-Aug 1, 2014 Sponsor: Financial Advisor Event: Alternative Investments Strategies Location: Denver, CO **** Cole -Frieman & Mallon provides legal services for hedge fund managers and other groups within… [read post]
4 Jun 2014, 6:38 am
According to the ELIV website, it invests 40% of the assets into “initial public offerings. [read post]
19 May 2014, 10:29 pm
Carlyle Investment Management LLC (CIM) served as CCC’s investment manager pursuant to an investment Management Agreement (IMA). [read post]
